Tung Sze
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Sze (施彤), a licensed Responsible Officer with CE reference AEM501. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-26 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 - Advising on securities | 2005-02-16 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 - Asset management | 2005-02-16 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-16 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-23 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-12-23 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.