Andrew Michael Higgins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Michael Higgins ( ), a licensed former licensee with CE reference AEJ882. This person has 16.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northwest Investment Management (Hong Kong) Limited |
Rep | Type 9 - Asset management | 2012-12-21 | 2024-07-24 |
| Northwest Investment Management (Hong Kong) Limited |
RO | Type 9 - Asset management | 2009-04-09 | 2012-12-21 |
| RAB Capital (Asia) Limited |
RO | Type 4 - Advising on securities | 2008-03-25 | 2009-04-02 |
| RAB Capital (Asia) Limited |
RO | Type 5 - Advising on futures contracts | 2008-03-25 | 2009-04-02 |
| RAB Capital (Asia) Limited |
RO | Type 9 - Asset management | 2008-03-25 | 2009-04-02 |
| RAB Capital (Asia) Limited |
Rep | Type 4 - Advising on securities | 2007-10-04 | 2008-03-25 |
| RAB Capital (Asia) Limited |
Rep | Type 5 - Advising on futures contracts | 2007-10-04 | 2008-03-25 |
| RAB Capital (Asia) Limited |
Rep | Type 9 - Asset management | 2007-10-04 | 2008-03-25 |
| Pi Investment Management Limited |
Rep | Type 4 - Advising on securities | 2007-09-05 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 5 - Advising on futures contracts | 2007-09-05 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 9 - Asset management | 2007-09-05 | 2007-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Michael Higgins during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.