Sau Ming Chu
朱秀明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ming Chu (朱秀明), a licensed Responsible Officer with CE reference AEJ665. Currently licensed at 1 firm(s): aacat fintech Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.5 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| aacat fintech Limited 貓達人金融科技有限公司 |
RO | Type 4 - Advising on securities | 2026-03-31 | present |
| aacat fintech Limited 貓達人金融科技有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-27 | present |
| Global Ample Asset Management Company Limited 長豐環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-05-20 | 2021-11-30 |
| Global Ample Asset Management Company Limited 長豐環球資產管理有限公司 |
RO | Type 9 - Asset management | 2020-05-20 | 2021-11-30 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-08 | 2019-11-02 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-09 | 2019-11-02 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | Type 9 - Asset management | 2017-11-29 | 2019-11-02 |
| China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-03 | 2017-09-15 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 - Asset management | 2013-12-23 | 2016-04-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 - Asset management | 2011-07-15 | 2013-12-23 |
| BMI Securities Limited 邦盟滙駿證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-14 | 2016-04-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-10 | 2016-04-01 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-23 | 2010-04-30 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-01 | 2007-07-31 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-19 | 2004-05-24 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-01 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2004-05-24 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Ming Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.