Alan Ka Lun Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ka Lun Yau (丘嘉倫), a licensed Representative with CE reference AEJ178. Currently licensed at 2 firm(s): Upbest Commodities Company Limited, Upbest Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 21.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-03-20 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-16 | present |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-28 | 2022-01-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-08 | 2017-01-06 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-06-01 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Ka Lun Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.