Yu Fai To
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Fai To (杜宇輝), a licensed Representative with CE reference AEI209. Currently licensed at 3 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan FX Limited, Guotai Junan Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 4 - Advising on securities. This person has 23.3 years of SFC licence history. Total licence records on file: 15.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-03 | present |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2021-09-09 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-09 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-09 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-12 | 2014-11-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-12 | 2014-11-28 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-27 | 2009-10-04 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-27 | 2009-10-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-08 | 2004-08-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-04-08 | 2004-08-26 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-07 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-04-07 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-18 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-18 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Fai To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.