Tsz Ming Yung
容子明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ming Yung (容子明), a licensed Representative with CE reference AED791. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.3 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-07-01 | present |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-27 | 2022-06-30 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-12-27 | 2022-06-30 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-08 | 2012-09-17 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-08 | 2012-09-17 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-07-04 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-07-04 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-19 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-19 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Ming Yung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.