Kam Wing Fan
樊錦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wing Fan (樊錦榮), a licensed former licensee with CE reference AAC803. This person has 17.2 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-20 | 2020-05-31 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-20 | 2020-05-31 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2017-09-20 |
| Corporate Commodities Limited 協聯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2017-09-20 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-02-18 |
| Corporate Commodities Limited 協聯期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-02-18 |
| Corporate Commodities Limited 協聯期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Wing Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.