Ting Hong Ho
何鼎康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Hong Ho (何鼎康), a licensed former licensee with CE reference ADV928. This person has 15.8 years of SFC licence history. Total licence records on file: 23.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-19 | 2025-01-13 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-19 | 2017-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-19 | 2025-01-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-19 | 2025-01-13 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-19 | 2017-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-03-19 | 2025-01-13 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-15 | 2013-06-03 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-15 | 2013-06-03 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2013-03-15 | 2013-06-03 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-23 | 2011-06-30 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-26 | 2011-06-30 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-10-26 | 2011-02-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-10-26 | 2011-06-30 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-19 | 2004-07-29 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-05-19 | 2004-07-29 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-25 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-25 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-25 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-25 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Hong Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.