Paul Man Yiu Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Man Yiu Lee (李文耀), a licensed Representative with CE reference ADV329. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 15.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2016-02-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2016-02-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2016-02-29 | present |
| Phoenician Limited 富理基有限公司 |
RO | Type 4 - Advising on securities | 2015-09-21 | 2016-02-12 |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 - Asset management | 2014-04-15 | 2016-02-12 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-16 | 2011-06-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-20 | 2008-11-19 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-25 | 2007-11-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-20 | 2007-11-17 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-20 | 2007-11-17 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2004-07-05 | 2005-05-25 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2004-07-05 | 2005-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Man Yiu Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.