Wendy Lui Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Lui Wan (溫蕾), a licensed Responsible Officer with CE reference ADN516. Currently licensed at 1 firm(s): DT Securities & Futures Co. Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 20.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-10-27 | present |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-01 | present |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-20 | 2022-10-27 |
| Funde Securities Limited 富德證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-14 | 2018-02-12 |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-06 | 2017-01-16 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-16 | 2016-04-06 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-28 | 2013-07-31 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-06 | 2010-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wendy Lui Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.