Chi Ying Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ying Au (區姿瑩), a licensed Responsible Officer with CE reference ADJ878. Currently licensed at 3 firm(s): Ever-Long Securities Company Limited, Ever-Long Research Limited, Ever-Long Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.4 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-06-24 | present |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-17 | present |
| Ever-Long Research Limited 長雄資料研究有限公司 |
RO | Type 4 - Advising on securities | 2022-11-17 | present |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 4 - Advising on securities | 2022-11-17 | present |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
RO | Type 9 - Asset management | 2022-11-17 | present |
| Ever-Long Futures Limited 長雄期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-11-17 | 2023-07-31 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-11-17 | 2025-03-27 |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-11-30 | 2022-07-31 |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
RO | Type 9 - Asset management | 2020-11-30 | 2022-07-31 |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-12 | 2020-11-30 |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-10-12 | 2020-11-30 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-10-10 | 2020-09-14 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 9 - Asset management | 2019-08-06 | 2020-09-14 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-06-25 | 2019-08-06 |
| KuCoin Asset Management Limited | RO | Type 9 - Asset management | 2017-08-30 | 2019-06-06 |
| KuCoin Asset Management Limited | Rep | Type 9 - Asset management | 2017-07-04 | 2017-08-30 |
| BG Asset Management Limited 北港資產管理有限公司 |
RO | Type 9 - Asset management | 2014-05-27 | 2017-06-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 9 - Asset management | 2012-06-14 | 2014-04-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 9 - Asset management | 2011-06-29 | 2014-04-30 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2004-05-31 | 2007-01-02 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2004-05-31 | 2007-01-02 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 9 - Asset management | 2004-05-31 | 2007-01-02 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-31 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-31 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ying Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.