Eric Chong Shing Kwok
郭創成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Chong Shing Kwok (郭創成), a licensed former licensee with CE reference AFF116. This person has 9.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-09-10 | 2014-04-30 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-09-10 | 2014-04-30 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 9 - Asset management | 2007-09-10 | 2014-04-30 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-15 | 2007-09-10 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-10-15 | 2007-09-10 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 9 - Asset management | 2004-10-15 | 2007-09-10 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Chong Shing Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Michel Gilles Lahaie | Axiom Investment Management Limited | 2004–2014 |
| Mei Yi Leung | Axiom Investment Management Limited | 2007–2014 |
| Chi Ying Au | Axiom Investment Management Limited | 2004–2007 |
| Clint Chow | Axiom Investment Management Limited | 2010–2012 |
| Michelle Ka Ki Ho | Axiom Investment Management Limited | 2007–2008 |
| Chung Hong Wong | Axiom Investment Management Limited | 2014 |