Horace Hoi Hung Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Hoi Hung Wong (黃海洪), a licensed Responsible Officer with CE reference ACS469. Currently licensed at 1 firm(s): Joyful Capital HK Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.6 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-04-09 | present |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 - Asset management | 2025-04-09 | present |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 4 - Advising on securities | 2024-11-27 | 2025-04-03 |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 9 - Asset management | 2024-11-27 | 2025-04-03 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 4 - Advising on securities | 2022-10-10 | 2023-05-31 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-24 | 2023-05-31 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-26 | 2022-05-24 |
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-04-26 | 2023-05-31 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-17 | 2022-02-28 |
| Tiger Faith Securities Limited 駿達證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-20 | 2022-02-28 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-02 | 2018-06-18 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-26 | 2016-10-28 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-22 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Horace Hoi Hung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.