Ngan Tim Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngan Tim Lai (賴艮添), a licensed Responsible Officer with CE reference ACR486. Currently licensed at 3 firm(s): YF Asset Management Limited, YF Securities Company Limited, YF Futures Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Asset Management Limited 怡發資產管理有限公司 |
RO | Type 9 - Asset management | 2016-06-14 | present |
| YF Asset Management Limited 怡發資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-02-06 | present |
| YF Asset Management Limited 怡發資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-02-06 | present |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| YF Futures Company Limited 怡發期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | present |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-10-10 | 2016-06-14 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-03 |
| YF Futures Company Limited 怡發期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-03 |
| YF Futures Company Limited 怡發期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngan Tim Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.