Lai Ming Lo
盧麗明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ming Lo (盧麗明), a licensed former licensee with CE reference AOO258. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-12 | 2016-09-18 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-11 | 2016-09-18 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-11 | 2016-09-18 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-12 | 2012-03-14 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-12 | 2012-03-14 |