Lawrence Wai Kong Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Wai Kong Wu (胡偉剛), a licensed Responsible Officer with CE reference ACO383. Currently licensed at 1 firm(s): Heritvest Wealth Management (Hong Kong) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-03-08 | present |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-03-08 | present |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-20 | present |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-04-03 | 2020-08-31 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 9 - Asset management | 2017-04-03 | 2020-08-31 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-11-07 | 2017-03-31 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 9 - Asset management | 2011-11-07 | 2017-03-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-03 | 2011-09-12 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2008-05-08 | 2011-09-12 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 - Asset management | 2008-05-08 | 2011-09-12 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-04 | 2011-01-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-10 | 2011-01-13 |
| Ethk Funds Limited | RO | Type 4 - Advising on securities | 2005-07-25 | 2007-12-01 |
| Ethk Funds Limited | RO | Type 9 - Asset management | 2005-07-25 | 2007-12-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-24 | 2005-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lawrence Wai Kong Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.