Kwong Yiu Ha
夏廣耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yiu Ha (夏廣耀), a licensed former licensee with CE reference ACL519. This person has 5.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-01-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-06-10 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-06-10 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Yiu Ha during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Pik Wan Leung | Open Securities Limited | 2003–2009 |
| On Yue Tai | Open Securities Limited | 2003–2009 |
| Hsiang-Wen Liu | Open Securities Limited | 2003–2008 |
| Chi Fai Lau | Open Securities Limited | 2003–2007 |
| Chi Man Tsui | Open Securities Limited | 2003–2009 |
| John Ho Kwan Lam | Open Securities Limited | 2003–2006 |
| Kap Tsoi | Open Securities Limited | 2003–2007 |
| Kwan Chung Tang | Open Securities Limited | 2003–2007 |
| Cindy Shuk Kwan Lin | Open Securities Limited | 2003–2009 |
| Man Tat Leung | Open Securities Limited | 2003–2005 |
| Hon Bun Suen | Open Securities Limited | 2003–2007 |
| Ho Yan Choi | Open Securities Limited | 2004–2008 |
| Cheng Chi Chang | Open Securities Limited | 2003–2005 |
| Wang Pok Kwong | Open Securities Limited | 2004–2006 |
| I-Chu Chuang | Open Securities Limited | 2006–2009 |
| Chi Fai Wong | Open Securities Limited | 2005–2009 |
| Yuen Wai Man | Open Securities Limited | 2003–2005 |
| Chun Bin Kao | Open Securities Limited | 2007–2008 |
| Jialin Xie | Open Securities Limited | 2007–2009 |
| Jonathan Sheung Chi Tai | Open Securities Limited | 2006–2009 |