Raymond Wing Yip Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wing Yip Ng (吳永業), a licensed Responsible Officer with CE reference ACL291. Currently licensed at 2 firm(s): Getta Asset Management Limited, Getta Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 7.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-18 | present |
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-05-31 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 4 - Advising on securities | 2007-10-10 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-11-28 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-11-28 | present |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-13 | 2006-11-28 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-16 | 2006-11-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Wing Yip Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.