Kwok Keung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Keung Chan (陳國強), a licensed Representative with CE reference ACD404. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-13 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-10 | 2017-10-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 - Advising on securities | 2005-05-11 | 2008-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-05-11 | 2008-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 - Asset management | 2005-05-11 | 2008-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 - Dealing in securities | 2003-10-15 | 2008-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 7 - Providing automated trading services | 2003-10-15 | 2008-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-15 |
| Youyu Credit Limited 有魚信貸有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-08-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-07 |
| Youyu Credit Limited 有魚信貸有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-07 |
| Youyu Credit Limited 有魚信貸有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-01 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Keung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.