Chun Nam Yiu

姚鎮南
CE No. ABG971 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Nam Yiu (姚鎮南), a licensed former licensee with CE reference ABG971. This person has 3.6 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Delta Asia Securities Limited
滙業證券有限公司
Rep Type 1 - Dealing in securities 2007-11-08 2009-09-26
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-01-01
Youyu Credit Limited
有魚信貸有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2003-08-01
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-01-01
Youyu Credit Limited
有魚信貸有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-08-01
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-01-01
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2005-01-01
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 9 - Asset management Pre-2003 2005-01-01
Youyu Credit Limited
有魚信貸有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Nam Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lai Kwan Ng Delta Asia Securities Limited 2007–2009
Kwok Keung Chan Yunfeng Financial Markets Limited 2003–2005
Stephen Lai Hung Cheng Yunfeng Financial Markets Limited 2003–2005
Kitty Kit Yee Chan Yunfeng Financial Markets Limited 2003–2005
Winston Sze-To Yunfeng Financial Markets Limited 2003–2005
Anthony Ho Yin Chan Delta Asia Securities Limited 2007–2009
Hon Kuen Kwok Delta Asia Securities Limited 2007–2009
Nim Poon Wong Delta Asia Securities Limited 2007–2009
Frankie Chun Fai Mak Delta Asia Securities Limited 2007–2009
Faith Ming Yin Lee Yunfeng Financial Markets Limited 2003–2004
Kenneth Kin On Lau Yunfeng Financial Markets Limited 2003–2005
Kam Lee Hui Yunfeng Financial Markets Limited 2003–2005
Yiu Chiu Cheung Yunfeng Financial Markets Limited 2003–2005
Wai Ming Chan Yunfeng Financial Markets Limited 2003–2005
Yan Hoo Ngai Yunfeng Financial Markets Limited 2003–2005
Wing Kwong Chan Delta Asia Securities Limited 2008–2009
Tak Yin Yiu Delta Asia Securities Limited 2007–2009
Edmond Shui Wing Liu Delta Asia Securities Limited 2008–2009
Fung Cheung Cheung Yunfeng Financial Markets Limited 2003
Yat Kei Chan Delta Asia Securities Limited 2007–2009
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