Winston Sze-To
司徒治權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winston Sze-To (司徒治權), a licensed former licensee with CE reference AAV699. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-27 | 2017-01-06 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 7 — Providing automated trading services | 2007-03-27 | 2012-11-09 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-22 | 2013-08-27 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 — Advising on securities | 2006-03-22 | 2012-04-17 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 — Asset management | 2006-03-22 | 2017-01-06 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-22 |
| Youyu Credit Limited 有魚信貸有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-03-22 |
| Mansion House Asset Management Limited 萬勝資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-28 |
| Youyu Credit Limited 有魚信貸有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-01 |
| Mansion House Asset Management Limited 萬勝資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-28 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-28 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-10-28 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | present | 2006-03-22 |
| Mansion House Asset Management Limited 萬勝資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-31 |
| Youyu Credit Limited 有魚信貸有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-01 |