Winston Sze-To

司徒治權
CE No. AAV699 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winston Sze-To (司徒治權), a licensed former licensee with CE reference AAV699. This person has 13.8 years of SFC licence history. Total licence records on file: 16.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Yunfeng Securities Limited
雲鋒證券有限公司
RO Type 1 - Dealing in securities 2013-08-27 2017-01-06
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
RO Type 7 - Providing automated trading services 2007-03-27 2012-11-09
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
RO Type 1 - Dealing in securities 2006-03-22 2013-08-27
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
RO Type 4 - Advising on securities 2006-03-22 2012-04-17
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
RO Type 9 - Asset management 2006-03-22 2017-01-06
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-03-22
Youyu Credit Limited
有魚信貸有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2003-08-01
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 4 - Advising on securities Pre-2003 2006-03-22
Mansion House Asset Management Limited
萬勝資產管理有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-10-28
Youyu Credit Limited
有魚信貸有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-08-01
Mansion House Asset Management Limited
萬勝資產管理有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-10-28
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-10-28
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-10-28
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 9 - Asset management Pre-2003 2006-03-22
Mansion House Asset Management Limited
萬勝資產管理有限公司
Rep Type 9 - Asset management Pre-2003 2005-03-31
Youyu Credit Limited
有魚信貸有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winston Sze-To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kam Lee Hui Yunfeng Financial Markets Limited 2003–2017
Yan Hoo Ngai Yunfeng Financial Markets Limited 2003–2013
Irene Wai Yin So Mansion House Asset Management Limited 2003–2005
Yiu Chiu Cheung Yunfeng Financial Markets Limited 2003–2009
Kwok Keung Chan Yunfeng Financial Markets Limited 2003–2008
Stephen Lai Hung Cheng Yunfeng Financial Markets Limited 2003–2008
Kitty Kit Yee Chan Yunfeng Financial Markets Limited 2003–2008
Brett Alexander Mc Gonegal Yunfeng Financial Markets Limited 2011–2016
Hoi Tung Leung Yunfeng Financial Markets Limited 2009–2015
Norman C. Lowe Mansion House Asset Management Limited 2003–2004
Lai Mei Ma Yunfeng Financial Markets Limited 2012–2016
Steve Wai Cheung Ha Yunfeng Financial Markets Limited 2013–2017
Wai Ming Chan Yunfeng Financial Markets Limited 2003–2007
Jason Jon Boyer Yunfeng Financial Markets Limited 2011–2015
Junqi Fred Zhang Yunfeng Financial Markets Limited 2008–2012
Ryan Daniel Price Yunfeng Financial Markets Limited 2013–2016
John Martin Maguire Yunfeng Financial Markets Limited 2011–2017
Yin Ping Mak Yunfeng Financial Markets Limited 2011–2017
Kwong Ngai Hung Yunfeng Financial Markets Limited 2014–2017
Ling Fai Hung Yunfeng Financial Markets Limited 2011–2017
Explore the interactive colleague network →

Related