Kelvin Kwok Wing Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Kwok Wing Chau (周國榮), a licensed Responsible Officer with CE reference ABS434. Currently licensed at 2 firm(s): Harmony Advisors Limited, Harmony Capital International Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 21.1 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-07 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 4 - Advising on securities | 2022-06-07 | present |
| Harmony Capital International Limited | RO | Type 6 - Advising on corporate finance | 2022-06-07 | present |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 - Dealing in securities | 2010-08-16 | 2019-10-18 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 - Advising on securities | 2010-08-16 | 2019-10-18 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 1 - Dealing in securities | 2005-04-27 | 2022-03-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 4 - Advising on securities | 2005-04-27 | 2022-03-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-04-27 | 2022-03-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kelvin Kwok Wing Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.