Kin Wah Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wah Chan (陳健華), a licensed Responsible Officer with CE reference ABL924. Currently licensed at 2 firm(s): Roofer Securities Limited, Roofer Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-13 | present |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 4 - Advising on securities | 2024-09-13 | present |
| Roofer Asset Management Limited 路華資產管理有限公司 |
RO | Type 9 - Asset management | 2024-05-21 | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-08 | 2024-09-13 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-08 | 2024-09-13 |
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-04-08 | 2024-05-21 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 9 - Asset management | 2015-01-05 | 2024-02-25 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-19 | 2024-02-25 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2024-02-25 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-04-28 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2024-02-25 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2015-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.