Anthony Alan Arkey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Alan Arkey, a licensed former licensee with CE reference AAW718. This person has 17.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | RO | Type 1 - Dealing in securities | 2015-01-26 | 2020-05-07 |
| Capstone Financial (HK) Limited | RO | Type 9 - Asset management | 2015-01-26 | 2021-04-30 |
| Capstone Financial (HK) Limited | RO | Type 4 - Advising on securities | 2014-07-30 | 2021-04-30 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-04-04 | 2014-06-13 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 - Asset management | 2014-04-04 | 2014-06-13 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-21 | 2013-07-01 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2005-11-21 | 2014-03-01 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-07-20 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-20 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2014-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony Alan Arkey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.