Chi Kong Lam
林志江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kong Lam (林志江), a licensed former licensee with CE reference AAV499. This person has 10.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-16 | 2014-01-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-12 | 2013-09-02 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 4 - Advising on securities | 2006-11-22 | 2013-09-02 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2004-01-29 | 2007-10-30 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-09 | 2006-11-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.