Chi Kong Lam

林志江
CE No. AAV499 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kong Lam (林志江), a licensed former licensee with CE reference AAV499. This person has 10.5 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Quam Securities Limited
華富建業證券有限公司
Rep Type 1 - Dealing in securities 2013-09-16 2014-01-01
Quam Securities Limited
華富建業證券有限公司
Rep Type 4 - Advising on securities 2012-03-12 2013-09-02
China Tonghai (IA) Limited
中国通海投资顾问有限公司
RO Type 4 - Advising on securities 2006-11-22 2013-09-02
Quam Asset Management Limited
華富建業資產管理有限公司
Rep Type 9 - Asset management 2004-01-29 2007-10-30
China Tonghai (IA) Limited
中国通海投资顾问有限公司
Rep Type 4 - Advising on securities 2003-07-09 2006-11-22

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Bernard Pouliot China Tonghai (IA) Limited 2003–2013
Kin Man Chan China Tonghai (IA) Limited 2006–2013
Kwan Lun Cheng China Tonghai (IA) Limited 2005–2013
Raymond Chee Long Siu China Tonghai (IA) Limited 2005–2013
Tat Sun Hu China Tonghai (IA) Limited 2003–2010
Henry Chi Sheung Chan China Tonghai (IA) Limited 2004–2010
Siu Yeung Lam Quam Asset Management Limited 2004–2007
Chun Kit Tsang China Tonghai (IA) Limited 2003–2007
William Anthony Measor China Tonghai (IA) Limited 2003–2007
Rico Ching On Chan China Tonghai (IA) Limited 2010–2013
To Man Mak China Tonghai (IA) Limited 2004–2007
Hon Wang Chow China Tonghai (IA) Limited 2005–2008
Wai Kit Cheung China Tonghai (IA) Limited 2011–2013
Tsz Kin Yeung China Tonghai (IA) Limited 2008–2010
Chun Ming Yu China Tonghai (IA) Limited 2008–2010
Allen Kin Sing Wong China Tonghai (IA) Limited 2008–2010
Wai Lap Ho Quam Asset Management Limited 2005–2007
Johnny Yau Shing Yeh China Tonghai (IA) Limited 2006–2008
Wing Tat Wong China Tonghai (IA) Limited 2006–2008
Miao Xiao China Tonghai (IA) Limited 2010–2012

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