Ho Wa Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wa Leung (梁可華), a licensed Responsible Officer with CE reference AAV118. Currently licensed at 1 firm(s): Pyxis Wealth Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-11 | present |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 4 - Advising on securities | 2020-03-11 | present |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 9 - Asset management | 2020-03-11 | present |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-06-18 | 2013-01-22 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 9 - Asset management | 2010-06-18 | 2013-01-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Wa Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.