Ting Ka Chow
周廷珈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Ka Chow (周廷珈), a licensed former licensee with CE reference AFS531. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-02-10 | 2014-09-30 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 9 — Asset management | 2012-02-10 | 2014-09-30 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-09 | 2012-02-10 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-03-09 | 2012-02-10 |
| MEAG Hong Kong Limited | Rep | Type 9 — Asset management | 2007-10-10 | 2009-12-01 |
| MEAG Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-08-14 | 2009-12-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-10 | 2007-08-04 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-10 | 2007-08-04 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-03-31 |