Wallace Chong Keung Woo
胡壯強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wallace Chong Keung Woo (胡壯強), CE reference ABX326. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-14 | 2025-03-31 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 4 — Advising on securities | 2019-08-14 | 2025-03-31 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 9 — Asset management | 2019-08-14 | 2025-03-31 |
| Nivalis Partners Limited 利華信有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-06 | 2019-07-31 |
| Nivalis Partners Limited 利華信有限公司 |
RO | Type 4 — Advising on securities | 2018-08-06 | 2019-07-31 |
| Nivalis Partners Limited 利華信有限公司 |
RO | Type 9 — Asset management | 2018-08-06 | 2019-07-31 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-12 | 2018-08-06 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-12 | 2018-08-06 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 9 — Asset management | 2018-06-12 | 2018-08-06 |