Wai Hon Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hon Lam (林懷漢), a licensed Responsible Officer with CE reference AAN686. Currently licensed at 2 firm(s): Quam Capital Limited, Quam Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 22.6 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-18 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-05-18 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-03 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-03 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-03 | 2023-05-18 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-03-03 | 2023-05-18 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-11 | 2023-01-11 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-11 | 2023-01-11 |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-10-11 | 2023-01-11 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-05 | 2022-03-22 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-26 | 2022-03-22 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-26 | 2022-03-22 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-26 | 2022-03-22 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-11-26 | 2020-03-05 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-26 | 2022-03-22 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-11-21 | 2019-10-31 |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-11-21 | 2019-10-31 |
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-27 | 2019-10-31 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-08 | 2018-07-02 |
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-01-08 | 2019-10-31 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-08 | 2018-01-08 |
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-11-08 | 2018-01-08 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2017-10-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2017-10-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2017-10-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2017-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Hon Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.