Tse Fung Lau

劉子峯
CE No. AAJ835 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tse Fung Lau (劉子峯), a licensed former licensee with CE reference AAJ835. This person has 14.3 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
Qeelyn Analytics Asset Management Limited
祺麟資產管理有限公司
RO Type 4 - Advising on securities 2023-05-02 2023-12-31
Qeelyn Analytics Asset Management Limited
祺麟資產管理有限公司
RO Type 9 - Asset management 2023-05-02 2023-12-31
Fenghua Asset Management Limited
豐華資產管理有限公司
RO Type 4 - Advising on securities 2019-07-16 2020-02-29
Fenghua Asset Management Limited
豐華資產管理有限公司
RO Type 9 - Asset management 2019-07-16 2020-02-29
First Fidelity Capital (International) Limited RO Type 9 - Asset management 2016-07-14 2019-03-17
First Fidelity Capital (International) Limited Rep Type 9 - Asset management 2016-06-02 2016-07-14
Koi Investment Partners International Limited
RO Type 9 - Asset management 2014-11-13 2016-05-24
Tianda Securities Limited
天大証券有限公司
Rep Type 1 - Dealing in securities 2012-01-20 2014-04-11
Schroder Investment Management (Hong Kong) Limited Rep Type 9 - Asset management 2010-06-09 2010-07-21
Sattva Investment Advisors Limited Rep Type 9 - Asset management 2009-10-07 2010-01-31
Demeter Asset Management Limited
Rep Type 9 - Asset management 2007-07-10 2009-09-30
CIBC Global Asset Management (Asia) Limited Rep Type 4 - Advising on securities Pre-2003 2005-01-26
CIBC Global Asset Management (Asia) Limited Rep Type 5 - Advising on futures contracts Pre-2003 2005-12-01
CIBC Global Asset Management (Asia) Limited Rep Type 9 - Asset management Pre-2003 2007-01-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tse Fung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Fai Franki Chung CIBC Global Asset Management (Asia) Limited 2003–2007
Shirley Woon San Chow CIBC Global Asset Management (Asia) Limited 2003–2007
Sau Wai Wong CIBC Global Asset Management (Asia) Limited 2003–2007
Ngoc Bich Pham CIBC Global Asset Management (Asia) Limited 2003–2006
Peter Hing Tak Chau CIBC Global Asset Management (Asia) Limited 2003–2005
Kenny Wing Lok Cheung Koi Investment Partners International Limited 2014–2016
Thomas Bing Ki Kwong Koi Investment Partners International Limited 2014–2016
Stuart Rae McCarthy Demeter Asset Management Limited 2007–2009
Ngai Leung Ip Tianda Securities Limited 2012–2014
Gerald Froemke Dennig Demeter Asset Management Limited 2007–2009
Jeffrey Ting Pong Kung Demeter Asset Management Limited 2007–2008
Elaine Wai Ling Poon Tianda Securities Limited 2012–2014
Thomas Pui Kee Chung Tianda Securities Limited 2012–2014
Sai Lai Wong Tianda Securities Limited 2012–2014
Wen-Chung Chen First Fidelity Capital (International) Limited 2016–2019
Yuen Yan Fung Tianda Securities Limited 2012–2014
Ham Yeung Tianda Securities Limited 2012–2014
Man Sa Lee Tianda Securities Limited 2012–2014
Cheuk Fung Lam Qeelyn Analytics Asset Management Limited 2023
Fung Chan Tianda Securities Limited 2012–2014

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