David Kwong Lam Hang
幸廣林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kwong Lam Hang (幸廣林), a licensed former licensee with CE reference AAI986. This person has 16.1 years of SFC licence history. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-31 | 2022-08-08 |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-31 | 2022-08-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-13 | 2018-05-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-02-13 | 2018-05-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2017-02-13 | 2018-05-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2017-02-13 | 2018-05-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-02-13 | 2018-05-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-27 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-10-27 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2016-10-27 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-17 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-11-17 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2015-11-17 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-11-17 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-30 | 2015-11-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-30 | 2015-11-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-30 | 2015-11-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-09-30 | 2015-11-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2011-02-25 | 2012-10-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-10-06 | 2012-10-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-10-06 | 2012-10-01 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-01-18 | 2012-10-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2004-10-29 | 2012-10-01 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2003-06-10 | 2006-01-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2012-10-01 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-12-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-10-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-10 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-10 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-10 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-10 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-05-27 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-10 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Kwong Lam Hang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.