Tan Lo Chan

陳丹璐
CE No. AGP192 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tan Lo Chan (陳丹璐), a licensed former licensee with CE reference AGP192. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2005-10-13 2016-04-11
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 — Dealing in securities present 2016-04-11
BOCI Commodities & Futures Limited
中銀國際期貨有限公司
Rep Type 2 — Dealing in futures contracts present 2011-01-27
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 — Advising on securities present 2004-01-12
BOCI Commodities & Futures Limited
中銀國際期貨有限公司
Rep Type 5 — Advising on futures contracts present 2004-01-13
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-12
BOCI Commodities & Futures Limited
中銀國際期貨有限公司
Rep Type 9 — Asset management present 2004-01-13
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 9 — Asset management present 2004-01-12

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