Johnny Chung Wai Lau

劉仲偉
CE No. ADW510 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Chung Wai Lau (劉仲偉), a licensed Representative with CE reference ADW510. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 — Advising on securities 2020-12-17 present
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2005-10-14 present
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 — Dealing in securities present present
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 3 — Leveraged foreign exchange trading 2012-02-06 2014-11-27
BOCI Commodities & Futures Limited
中銀國際期貨有限公司
Rep Type 2 — Dealing in futures contracts present 2011-01-27
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 — Advising on securities present 2004-01-12
BOCI Commodities & Futures Limited
中銀國際期貨有限公司
Rep Type 5 — Advising on futures contracts present 2004-01-13
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-12
BOCI Commodities & Futures Limited
中銀國際期貨有限公司
Rep Type 9 — Asset management present 2004-01-13
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 9 — Asset management present 2004-01-12

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