Raymond Yun Man Tsui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Yun Man Tsui (徐潤民), a licensed Responsible Officer with CE reference AAH600. Currently licensed at 1 firm(s): National Resources Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Yun Man Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.