Stephen Edward Clark
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Edward Clark, a licensed Responsible Officer with CE reference AAD300. Currently licensed at 3 firm(s): Anglo Chinese Research, Limited, Anglo Chinese Corporate Finance, Limited, Anglo Chinese Securities, Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anglo Chinese Research, Limited | RO | Type 4 - Advising on securities | 2009-01-19 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Edward Clark during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.