Hoi Lok Cheng

鄭開樂
CE No. AAD231 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Lok Cheng (鄭開樂), a licensed former licensee with CE reference AAD231. This person has 11.1 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Upbest Investment Company Limited
美建投資有限公司
RO Type 8 - Securities margin financing 2006-07-24 2014-05-23
Upbest Securities Company Limited
美建證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2014-05-23
Upbest Securities Company Limited
美建證券有限公司
RO Type 4 - Advising on securities Pre-2003 2014-05-23
Upbest Securities Company Limited
美建證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2003-07-03
Upbest Securities Company Limited
美建證券有限公司
RO Type 9 - Asset management Pre-2003 2003-07-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Lok Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Mei Hing Chim Upbest Securities Company Limited 2003–2014
Annie Wai Ling Cheng Upbest Securities Company Limited 2004–2014
Man Tak Suen Upbest Investment Company Limited 2007–2012
Charles Kai Ming Cheng Upbest Securities Company Limited 2003–2010
Sai Cheong Leong Upbest Securities Company Limited 2004–2010
Andrew Wai Lun Cheng Upbest Securities Company Limited 2003–2014
Man Sing Ling Upbest Securities Company Limited 2003–2014
Tsang Kin Chan Upbest Securities Company Limited 2003–2014
Po Kee Cheng Upbest Securities Company Limited 2003–2014
Hoi Tung Tsang Upbest Securities Company Limited 2003–2014
Monita Pui Fong Tse Upbest Securities Company Limited 2003–2014
Hong Wai Chan Upbest Securities Company Limited 2003–2014
Che Leung Lui Upbest Securities Company Limited 2003–2014
Chung Lee Upbest Securities Company Limited 2003–2014
Ly Phao Upbest Securities Company Limited 2003–2014
Pui Yung Ho Upbest Securities Company Limited 2003–2013
Chi Wai Leung Upbest Securities Company Limited 2003–2013
Kam Fong Lo Upbest Securities Company Limited 2003–2010
George Kwok Cheung Li Upbest Securities Company Limited 2003–2010
Wai Tong Tong Upbest Securities Company Limited 2003–2014
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