Ka Wah Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wah Chiu (招家驊), a licensed Responsible Officer with CE reference AAC474. Currently licensed at 2 firm(s): JT Capital Asset Management Limited, Core Capital Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 22.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-29 | present |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-03 | present |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-08 | 2017-08-03 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-13 | 2017-02-23 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-12-13 | 2017-02-23 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2010-05-18 | 2011-08-15 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 4 - Advising on securities | 2010-05-18 | 2011-08-15 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
RO | Type 4 - Advising on securities | 2007-06-26 | 2011-08-15 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2003-08-20 | 2011-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wah Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.