Hong Kong SFC Licensed Individuals Directory

Lingyu Shi CE BYN425 - active, China Merchants Securities (HK) Co., Limited Jiexi Qiu CE BYM527 - ceased Chia-Wei Tai CE BXX816 - active, Gentleman Capital Limited Yiran Feng CE BYO808 - active, Goldman Sachs (Asia) L.L.C. Shizhou Liu CE BYO715 - active, Harvest Global Investments Limited Benjamin James Taylor CE BYQ062 - active, Macquarie Funds Management Hong Kong Limited Noel Zhihe Liu CE BYM886 - active, Merrill Lynch (Asia Pacific) Limited Ying Kit Hui CE BYG781 - active, OP Investment Management Limited Yuk Lin Laurie Cho CE BYJ752 - active, Upmax Securities Limited Chun Kam Ho CE BYN197 - active, uSmart Securities Limited Yuan Gao CE BWB552 - active, Leaderfortune Asset Management Limited Yee Long Lai CE BYP257 - active, Ares Management Asia (Hong Kong) Limited Wei Xiao CE BYF133 - active, Chenteng Capital Limited Yan Duan CE BYM938 - active, China Asset Management (Hong Kong) Limited Minxiang Ren CE BYO290 - active, China Everbright Capital Limited Wen-Lin Lin CE BYK848 - active, Fidelity Management & Research (Hong Kong) Limited Longqin Lyu CE BYQ184 - active, Forthright Securities Company Limited Huini Gu CE BYK629 - active, Fosun International Securities Limited Jiangwei Jing CE BYN410 - active, Fosun International Securities Limited Junkai Liu CE BYO631 - active, GF Futures (Hong Kong) Co., Limited Xintong Wu CE BYN803 - active, GF International Investment Management Limited Meichai Zhang CE BWR940 - active, Hankang Asset Management Limited Shaoju Cui CE BYM650 - active, J.P. Morgan Broking (Hong Kong) Limited Mei-Chi Shih CE BYM516 - active, JPMorgan Asset Management (Asia Pacific) Limited Cheuk Hin Kan CE BYM649 - active, J.P. Morgan Broking (Hong Kong) Limited Yu Pan CE BYK176 - active, J.P. Morgan Broking (Hong Kong) Limited Yuning Zhao CE BYO284 - active, J.P. Morgan Securities (Far East) Limited Robert Barry Douglas CE BYN967 - active, Morgans (Hong Kong) Limited Tianhong Chen CE BYO803 - active, Morgan Stanley Asia Limited Yuan Sheng Bertrand Ng CE BYN485 - active, Neuberger Berman Asia Limited Hanseo Kim CE BYP011 - active, Morgan Stanley Asia Limited Gianluca Salford CE BYQ353 - ceased Yuchi Shi CE BYN160 - active, Orient Capital (Hong Kong) Limited Ken Zhang CE BYM459 - active, Ping An Securities (Hong Kong) Company Limited Guillaume Philippe Thomas Deshors CE BYO500 - active, SG Securities (HK) Limited Kuang Wei Liu CE BYO856 - active, SinoPac Securities (Asia) Limited Ying Zhou CE BVP979 - active, ZhichengZhuoyuan (HK) Investment Management Limited Botong Ma CE BYE453 - active, Zhonghui International Asset Management Company Limited Danni An CE BYO257 - active, BOCOM International (Asia) Limited Sidan Wang CE BYE941 - active, Bowman and Fitzhugh Capital Limited Yang Hong CE BYN816 - active, CITIC Securities Asset Management (HK) Limited Yusen Gao CE BYK063 - active, CLSA Limited Xichun Hou CE BYL138 - active, Chief Securities Limited Ziyang Xiao CE BYP860 - active, China Securities (International) Corporate Finance Company Limited Cheuk Ying Esabel Cheng CE BYO942 - active, Citigroup Global Markets Asia Limited Mandeep Yadav CE BYP284 - active, Citigroup Global Markets Asia Limited Lok Sun Poon CE BYI987 - active, Excellent Tide Securities Limited Jiafeng Chen CE BYG764 - active, GF Capital (Hong Kong) Limited Yanda Zhang CE BPW991 - active, Gentleman Capital Limited Youchen Wang CE BYO653 - active, Guosen Securities (HK) Brokerage Company, Limited Yiran Ji CE BYN754 - active, Guotai Junan Capital Limited Yuping Ding CE BYO295 - active, Guotai Junan Securities (Hong Kong) Limited Nandi Xu CE BYO350 - active, Guotai Junan Capital Limited Yuchen Bai CE BYF964 - ceased Yuxin Guo CE BYP875 - active, Haitong International Capital Limited Hobin Kwon CE BYQ071 - active, Goldman Sachs (Asia) L.L.C. Peng Wang CE BYP909 - active, Haitong International Securities Company Limited Shanshan Xuan CE BYO605 - active, Haitong International Securities Company Limited Duncan Jonathan Tankred Farr CE BYO443 - ceased Ruijia Qian CE BYM084 - active, KKR Capital Markets Asia Limited Kota Enomoto CE BYO872 - active, Mizuho Securities Asia Limited Yanbin Zhao CE BXP642 - active, Orient Capital (Hong Kong) Limited Pui Ching Chan CE BYN299 - active, Soochow Securities International Brokerage Limited An Te Chen CE BYP136 - active, UOB Kay Hian (Hong Kong) Limited Jiaxuan Kang CE BYN879 - active, uSmart Securities Limited Bairan Wang CE BYN466 - active, uSmart Securities Limited Sung-Woo Cho CE BXT997 - active, Adams Street Hong Kong Limited Jonathan Yue Chien Goh CE BWZ003 - active, Adams Street Hong Kong Limited Xueqiong Zhao CE BYK141 - active, BOCHK Asset Management Limited Yuen Ching Nigel Chan CE BYO200 - active, Barclays Capital Asia Limited Yihe Tian CE BYP043 - active, Barclays Capital Asia Limited Junyu Gao CE BYM972 - active, CITIC Securities Brokerage (HK) Limited Wei Leng CE BYO403 - active, CLSA Limited Justin Patrick Montenegro Navarro CE BYO765 - active, CLSA Limited Qianyang Cheng CE BYM950 - active, China International Capital Corporation Hong Kong Securities Limited Jun Wei Yeo CE BYO768 - active, CLSA Limited Haorui Zhang CE BYM434 - active, China Galaxy International Securities (Hong Kong) Co., Limited Gahyeon Lee CE BYO293 - active, Citigroup Global Markets Asia Limited Akash Umasuthan CE BYP952 - active, Citigroup Global Markets Asia Limited Ka Ki Lam CE BYL928 - active, Eddid Securities and Futures Limited Yifan Chen CE BYO304 - active, Guotai Junan Securities (Hong Kong) Limited Ching Yu Tang CE BYP258 - active, HSBC Corporate Finance (Hong Kong) Limited Zhe Hu CE BYP003 - active, Haitong International Capital Limited Huizheng Wang CE BYP002 - active, Haitong International Capital Limited Xuerou Zheng CE BYO928 - active, Haitong International Securities Company Limited Zhihan Ye CE BYN823 - active, Hash Blockchain Limited Tokio Takai CE BYM607 - ceased Jin Hwan Park CE BYO655 - active, Marex Financial Services Hong Kong Limited Athanase Jean Emmanuel Lemardeley CE BYQ354 - ceased Hao Shen CE BYL142 - active, Patrons Capital Limited Lei Yang CE BXX380 - active, Ping An Securities (Hong Kong) Company Limited Yi Jie Wang CE BYQ279 - active, Pinpoint Asset Management Limited Zi Chen CE BYO474 - active, Poseidon Capital Limited Ruihao Huang CE BYO348 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Yuming Lin CE BYO291 - active, SPDB International Capital Limited Hua Zong CE BYO582 - active, Shengqi Capital (Hong Kong) Limited Yuhan Chen CE BYQ079 - active, UBS Securities Asia Limited Ho Yin Chung CE BYG114 - active, WealthTac Global Asset Management Limited Kwok Wai Poon CE BVX531 - active, WealthTac Global Asset Management Limited Johann Ropers CE BYQ069 - ceased Thomas Redford Mills CE BYO102 - ceased Giulia Cerqueni CE BYJ164 - ceased Ka Man Janice Wong CE BYQ067 - active, Annum Asset Management (Hong Kong) Limited Shun Yan Sze CE BYP062 - active, Aspenwood Capital Limited Austin Siu CE BYM574 - active, Bear Bright Limited Pierre Romain Masson CE BYM696 - active, Barclays Capital Asia Limited Gargi Pal Chaudhuri CE BYP143 - ceased Zhuohang Xing CE BYM939 - active, China Asset Management (Hong Kong) Limited Yuan Luo CE BYN422 - active, China Merchants Securities (HK) Co., Limited Daichi Goto CE BYM504 - active, Daiwa Capital Markets Hong Kong Limited Yibin Hu CE BYH757 - active, Delight Hong Kong Asset Management Limited Shicheng Liu CE BYI206 - active, Daiwa Capital Markets Hong Kong Limited Chuanyi Wang CE BYI204 - active, Daiwa Capital Markets Hong Kong Limited Senlin Zhu CE BYI207 - active, Daiwa Capital Markets Hong Kong Limited Emily Grace Reynolds CE BYQ053 - active, Citigroup Global Markets Asia Limited Zijun Liu CE BYO172 - active, E Fund Management (Hong Kong) Co., Limited Anton Ernesto da Roza Chu CE BYM155 - active, Everbright Securities Investment Services (HK) Limited Yiu Fai Lau CE BYQ434 - active, Forthright Securities Company Limited Jun Zhou CE BYK246 - active, Gemboom Investment (Hong Kong) Co., Limited Yige Yang CE BYE354 - active, GF Securities (Hong Kong) Brokerage Limited Chu Han CE BYP055 - active, Guotai Junan Capital Limited Fengwei Lin CE BYO560 - active, Guotai Junan Capital Limited Wenchong Lu CE BYO281 - active, Guotai Junan Securities (Hong Kong) Limited Qishuo Liu CE BYO413 - active, Guotai Junan Securities (Hong Kong) Limited Ruixue Zhu CE BYO867 - active, Guotai Junan Capital Limited Hairong Zhang CE BYO507 - active, Guotai Junan Securities (Hong Kong) Limited Agathe Qiuyun Benedicte Dufour CE BYQ570 - active, HSBC Securities Brokers (Asia) Limited Shenglong Zhou CE BYP197 - active, HSBC Global Asset Management (Hong Kong) Limited Xinran Liu CE BYO111 - active, ICBC UBS Asset Management (International) Company Limited Zachary Reuben Dempsey CE BYP897 - active, Jefferies Hong Kong Limited Sum Yuet Li CE BYI016 - active, Kai Yin Securities Limited Andrew Lin Tsai CE BYO842 - ceased Cassie Miu CE BYO840 - active, KuCoin HK Limited Zhen Chen CE BYN998 - active, Mega Global Securities Limited Juncheng Zuo CE BYA186 - active, New Horizon International Securities Co., Limited Yasutoshi Usui CE BYQ886 - ceased Siddharth Jain CE BYO311 - active, Nomura International (Hong Kong) Limited Nuoyan Deng CE BYM998 - active, Prudence Investment Management (Hong Kong) Limited Yang Zheng CE BYN101 - active, SPDB International Capital Limited Kengo Makita CE BYP967 - ceased Yi Cao CE BYI465 - active, Spark International Capital Limited Jiangyan Lei CE BYM245 - active, Star Sky Securities Limited Chun Shing Tong CE BYG535 - active, Unicorn Securities Company Limited Harvey Pun CE BYP065 - active, VMS Securities Limited Pin Jiang CE BYQ023 - active, UBS Securities Hong Kong Limited Derek Fong CE BYJ217 - active, WRise Prestige Securities Limited Sui Hin Lauren Lau CE BYK395 - active, WRise Prestige Securities Limited Chak Fong Ip CE BYK933 - active, WRise Prestige Securities Limited Kin Lam So CE BYK881 - active, WRise Prestige Securities Limited Hanyu Zhang CE BYQ393 - active, UBS Securities Asia Limited Tong Zhou CE BYK393 - active, WRise Prestige Securities Limited Minyi Yang CE BYK716 - active, Wolver Hill Asset Management Asia Limited Xiangyu Meng CE BYI184 - active, Yunfeng Securities Limited Kiyoshiro Suzuki CE BYN467 - active, Balyasny Asset Management (Hong Kong) Limited Yiu Tong Chiu CE BYE484 - active, CC Kingdom Corporate Finance Limited Mark Alexander Innes CE BYN802 - active, CLSA Limited Zhirui Dai CE BYQ280 - active, China Industrial Securities International Brokerage Limited Xinyang Guo CE BYP202 - active, China Securities (International) Brokerage Company Limited Yidan Sun CE BYP953 - active, China Securities (International) Corporate Finance Company Limited Shouyuan Wang CE BYP971 - active, China Securities (International) Corporate Finance Company Limited Jingle Zhou CE BYQ483 - active, Citadel Securities (Hong Kong) Limited Renyang Shen CE BYI205 - active, Daiwa Capital Markets Hong Kong Limited Ziyuan Mei CE BYD787 - active, GF Securities (Hong Kong) Brokerage Limited Zirun Xie CE BYO542 - active, Guotai Junan Securities (Hong Kong) Limited Yiyang Zhang CE BYO508 - active, Guotai Junan Securities (Hong Kong) Limited Zhicheng Lu CE BYQ496 - active, Houlihan Lokey (China) Limited Himank Ajmera CE BYN166 - active, Huatai Financial Holdings (Hong Kong) Limited Ang Chen CE BYO634 - active, Huatai Financial Holdings (Hong Kong) Limited Chenhui Li CE BYF505 - active, Huatai Financial Holdings (Hong Kong) Limited Xiang Li CE BYL958 - active, Huatai Financial Holdings (Hong Kong) Limited Lu Ren CE BYQ655 - active, KuCoin HK Limited Ziheng Xu CE BYK801 - active, Huatai Financial Holdings (Hong Kong) Limited Tianwang Zhang CE BYL113 - active, Huatai Financial Holdings (Hong Kong) Limited Feng Deng CE BRM456 - active, Northern Light Advisors Limited Mengyang Li CE BYN139 - active, Ping An of China Asset Management (Hong Kong) Company Limited Wenfei Chen CE BYO536 - active, SDIC Securities (Hong Kong) Limited Tianshu Liu CE BYO190 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Yutong Hu CE BQM470 - active, Samsung Asset Management (Hong Kong) Limited Chen-Hung Li CE BYQ288 - active, SinoPac Securities (Asia) Limited Kin Man Peter Lau CE BYQ319 - active, UOB Kay Hian (Hong Kong) Limited Xiaoqian Liu CE BYN735 - active, WealthMate Asset Management Limited Peiying Cai CE BYN773 - active, Zheshang International Financial Holdings Co., Limited Jun Luo CE BYN961 - active, Zhongtai International Securities Limited Faisal Ali Khurshid CE BYP883 - ceased Phoebe Bianca Dizon Tan CE BYP989 - ceased Tin Long Wong CE BUT867 - active, AMINA (Hong Kong) Limited Zishen Peng CE BYQ552 - active, CLSA Limited Zeyu Wang CE BYQ553 - active, CLSA Limited Ianzhima Bazarova CE BYO735 - active, ExodusPoint Capital Management Hong Kong, Limited Pak Ching Lau CE BYQ480 - active, Everbright Securities Investment Services (HK) Limited Iiacheng Shi J CE BYQ911 - active, Forthright Securities Company Limited Hau Yu Ngan CE BYO228 - active, Futu Securities International (Hong Kong) Limited Jiajian Wu CE BYO229 - active, Futu Securities International (Hong Kong) Limited Sum Yin Kan CE BUD185 - active, Glenworth Capital Limited Chih-Chung Liu CE BYQ391 - active, Goldman Sachs Asset Management (Hong Kong) Limited Yinan Li CE BYP044 - active, Guotai Junan Capital Limited Zhenming Zhang CE BYO651 - active, Guotai Junan Capital Limited Tsun Fung Leung CE BYO199 - active, Haitong International Securities Company Limited Xin Tong CE BYO946 - active, Headwater Capital Company Limited Yujia Ren CE BYN372 - active, Hetu Investment HK Limited Tingzhen Song CE BYK215 - active, Hetu Investment HK Limited Ka Ki Leung CE BYQ086 - active, Highblock Securities Limited Junchao Luo CE BYE344 - active, Huatai-PCG Asset Management Limited Hei Ting Chong CE BYN601 - active, JPMorgan Funds (Asia) Limited Raj Jilka CE BYQ498 - active, Jefferies Hong Kong Limited Yinyu Liao CE BYE428 - active, Lazard Asia (Hong Kong) Limited Suk Ying Kwong CE AFU441 - active, Manulife Investment Management (Hong Kong) Limited Ka Man Ma CE BYL935 - active, Manulife Investment Management (Hong Kong) Limited Yuet Ting Tam CE BYO402 - active, Manulife Investment Management (Hong Kong) Limited Lei Wang CE BYL929 - active, Manulife Investment Management (Hong Kong) Limited Yudi Wei CE BYL086 - active, Manulife Investment Management (Hong Kong) Limited Kwok Hung Yuen CE BYK826 - active, Manulife Investment Management (Hong Kong) Limited Zhihui Wang CE BYO317 - active, New Harvest Wealth Securities Company Limited Connie Kangning Shang CE BYQ187 - active, Morgan Stanley Asia Limited Tsz Yeung Lo CE BYN124 - active, Panthertrade (Hong Kong) Limited Yee Yan Rachel Wong CE BYO401 - active, Pictet Asset Management (Hong Kong) Limited Tsz Shing Lam CE BYO046 - active, Quam Securities Limited Wai Leung Lam CE BYJ066 - active, Raffles Assets Management (HK) Co. Limited Jing Jing CE BYQ365 - active, SinoPac Securities (Asia) Limited Jason Lau CE BYQ001 - active, Taikang Asset Management (Hong Kong) Company Limited Jiaojiao Wang CE BYQ943 - active, BOCI Securities Limited He Ru Zhao CE BYR059 - active, BOCI Securities Limited Si Man Chan CE BYP827 - active, China Securities (International) Corporate Finance Company Limited Ho Ling Li CE BYQ825 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited Mengxi Weng CE BYN822 - active, DaoKou Securities Limited Wai Tat Siu CE BYQ912 - active, Forthright Securities Company Limited Muyuan Song CE BYQ827 - active, Forthright Securities Company Limited Yunhui Xie CE BYO866 - active, Guotai Junan Capital Limited Fan Yang CE BYO938 - active, Guotai Junan Capital Limited Wing Miu Ho CE BYQ337 - active, J.P. Morgan Broking (Hong Kong) Limited Ching Yuan Wang CE BYK110 - active, J.P. Morgan Broking (Hong Kong) Limited Ruiqi Yuan CE BYO499 - active, KuCoin HK Limited Archie Edwin Herbert CE BYQ383 - active, NBC Financial Markets Asia Limited Hanying Li CE BYO021 - active, Orient Securities (Hong Kong) Limited Clancy William Steains CE BYQ188 - active, Morgan Stanley Asia Limited Rui Chen CE BYJ586 - active, Panthertrade (Hong Kong) Limited Sihao Li CE BWS316 - active, SEAVI Advent Ocean Private Equity Limited Zhuoan Zhu CE BYP942 - active, TFI Securities and Futures Limited Wing Yan Lam CE BYQ470 - active, UOB Kay Hian Futures (Hong Kong) Limited Qin Zhang CE BYQ732 - active, Value Partners Hong Kong Limited Siyuan Feng CE BYQ196 - active, Vision Global Securities Limited Zhoushan Huang CE BYN791 - active, Zhongtai International Securities Limited Chi Xu CE BYA611 - active, Zhongtai International Securities Limited Blake Dunn Heston CE BYQ070 - ceased David Seltmann CE BYQ487 - ceased Lu Cen CE BYQ758 - active, Ark Group Holdings (Hong Kong) Limited Yu Zhang CE BYQ392 - active, Ark Group Holdings (Hong Kong) Limited Junqiang Cai CE BYQ511 - active, Avenue Family Office Limited Yan Wing Choi CE BYQ703 - active, BEA Union Investment Management Limited Hui Zhao CE BYP263 - active, BEA Union Investment Management Limited