Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Tiantian Wei
CE BYN231 - active, Forthright Securities Company Limited
Huihui Zhao
CE BYN691 - active, Forthright Securities Company Limited
Yuchen Zhang
CE BYL904 - active, Haitong International Securities Company Limited
Yixuan Yang
CE BYM293 - active, ICBC UBS Asset Management (International) Company Limited
Yiming Zhang
CE BYN764 - active, Jane Street Asia Pacific Limited
Yaqi Xue
CE BYN872 - active, Jefferies Hong Kong Limited
Jonah Andrew Gethin
CE BYM887 - active, LGT Capital Partners (Asia-Pacific) Limited
Lina Lin
CE BYE184 - active, LGT Investment Management (Asia) Limited
Yinuo Li
CE BYM764 - active, Morgan Stanley Asia Limited
Nga Yi Lam
CE BYM864 - active, Pyxis Wealth Advisors Limited
Tongyu Zhang
CE BYC311 - active, Rainbow Capital (HK) Limited
Mohamed Braham
CE BYE125 - active, SG Securities (HK) Limited
Junhong Liu
CE BYE521 - active, SSEW Capital Limited
Tsukasa Furuta
CE BYM895 - active, SMBC Nikko Securities (Hong Kong) Limited
Bing Wu
CE BYM538 - active, Soochow Securities International Capital Limited
Xuanchen Zhu
CE BYI087 - active, Sinolink Securities (Hong Kong) Company Limited
Wing Yi Lo
CE BYK715 - active, iFAST Financial (HK) Limited
Benjamin Louis Gaston Debois
CE BYG709 - active, iSAM Securities (HK) Limited
Ying Kiu Tam
CE BYK214 - active, BNP Paribas Securities (Asia) Limited
Tianou Li
CE BYL081 - active, CLSA Limited
Chun Wai Kam
CE BYM800 - active, Central China International Capital Limited
Xiang Fu
CE BPH948 - active, Changjiang Securities Brokerage (HK) Limited
Ting Jin
CE BYK818 - active, Changjiang Corporate Finance (HK) Limited
Haiyan Li
CE BYK845 - active, Changjiang Corporate Finance (HK) Limited
Daoyi Wei
CE BYK817 - active, Changjiang Corporate Finance (HK) Limited
Zekai Zhang
CE BYM302 - active, China Renaissance Securities (Hong Kong) Limited
Kai Liao
CE BYG594 - active, China Merchants Securities (HK) Co., Limited
Fei Liu
CE BYG593 - active, China Merchants Securities (HK) Co., Limited
Jinxu Yang
CE BYJ266 - active, China Merchants Securities (HK) Co., Limited
Xingchen Yue
CE BYJ343 - active, China International Capital Corporation Hong Kong Securities Limited
Haibo Zhang
CE BYK625 - active, Fosun International Securities Limited
Zhenchao Cao
CE BYN521 - active, Goldman Sachs (Asia) L.L.C.
Bo Zhang
CE BYK675 - active, Guotai Junan Capital Limited
Xue Chen
CE BYG215 - active, Huatai Financial Holdings (Hong Kong) Limited
Ye Ding
CE BYK250 - active, Huatai Financial Holdings (Hong Kong) Limited
Zilin Hu
CE BYG579 - active, Huatai Financial Holdings (Hong Kong) Limited
Yajie Li
CE BYI539 - active, Huatai Financial Holdings (Hong Kong) Limited
Kevin Andrew Salmon
CE BYN832 - active, Jain Global (Hong Kong) Limited
Sin Yan Rachel Yung
CE BYN066 - active, JPMorgan Funds (Asia) Limited
Gengchun Wei
CE BYF214 - active, Huatai Financial Holdings (Hong Kong) Limited
Haoyi Zhang
CE BYF552 - active, Huatai Financial Holdings (Hong Kong) Limited
Yue Zhang
CE BXP605 - active, Orient Capital (Hong Kong) Limited
Weihao Li
CE BYN507 - active, Point72 Hong Kong Limited
Hua Cao
CE BYJ116 - active, RICH FOREVER FAMILY OFFICE LIMITED
Xintong Yang
CE BYJ144 - active, SBI China Capital Hong Kong Securities Limited
Daichi Nakayama
CE BYN098 - active, SMBC Nikko Securities (Hong Kong) Limited
Kota Ueno
CE BYM926 - active, SMBC Nikko Securities (Hong Kong) Limited
Yan Zhao
CE BYF400 - active, Sinolink Securities (Hong Kong) Company Limited
Hoi Laam Cheung
CE BYJ216 - active, uSmart Securities Limited
Tsz To Ng
CE BYN220 - active, Aspenwood Capital Limited
Binying Liu
CE BYK897 - active, Brevan Howard (Hong Kong) Limited
Zilin Zhao
CE BYI335 - active, Chief Securities Limited
Yingqi Huang
CE BYM660 - active, China International Capital Corporation Hong Kong Securities Limited
Junyi Gong
CE BYJ693 - active, China Merchants Securities (HK) Co., Limited
Haoyu He
CE BYG591 - active, China Merchants Securities (HK) Co., Limited
Jingyuan Zhang
CE BYM658 - active, China International Capital Corporation Hong Kong Securities Limited
Guanglin Zhu
CE BYN177 - active, China Securities (International) Asset Management Company Limited
Caiye Li
CE BYJ692 - active, China Merchants Securities (HK) Co., Limited
Zixiao Fang
CE BYN192 - active, China Securities (International) Brokerage Company Limited
Jiasheng Luo
CE BYM403 - active, China Securities (International) Brokerage Company Limited
Hanyi Qin
CE BYN184 - active, China Securities (International) Brokerage Company Limited
Manqi Huang
CE BYG770 - active, China International Capital Corporation Hong Kong Securities Limited
Zhaochen Jiang
CE BYG772 - active, China International Capital Corporation Hong Kong Securities Limited
Ying Lam
CE BYE946 - active, DL SECURITIES (HK) LIMITED
Yifan Liu
CE BYM951 - active, China International Capital Corporation Hong Kong Securities Limited
Julien Plainfosse
CE BYN498 - active, Citigroup Global Markets Asia Limited
Hanzhang Qin
CE BYM659 - active, China International Capital Corporation Hong Kong Securities Limited
Zihao Qin
CE BYM536 - active, China International Capital Corporation Hong Kong Securities Limited
Ligang Li
CE BYE591 - active, FWD Financial Planning Limited
Jingyun Yang
CE BYM716 - active, China International Capital Corporation Hong Kong Securities Limited
Wai Chun Chiu
CE BYF178 - active, Gateway Capital (Hong Kong) Limited
Gangliang Zhang
CE BXX157 - active, HWA Asset Management Limited
Yantao Fang
CE BYK411 - active, Haitong International Securities Company Limited
Jim Ching Yiu Yung
CE BYK186 - active, Invesco Hong Kong Limited
Zhanyuan Chen
CE BYM547 - active, Merrill Lynch (Asia Pacific) Limited
Yijie Li
CE BYM494 - active, Morgan Stanley Asia Limited
Chang Gao
CE BYM397 - active, Patrons Capital Limited
Shuaijie Ji
CE BYF857 - active, Platinum Broking Company Limited
Shogo Go
CE BXY069 - active, SMBC Nikko Securities (Hong Kong) Limited
Weiliang Liu
CE BYI889 - active, Tiger Brokers (HK) Global Limited
Yichong Shen
CE BYI890 - active, Triata Capital Limited
Yixi Chen
CE BMX056 - active, UOB Kay Hian (Hong Kong) Limited
Arun Sashank Thalakala
CE BYJ183 - active, Welwing Capital Group Limited
Kin Sing Lam
CE BYJ094 - active, uSmart Securities Limited
Linghai Chen
CE BXN298 - active, Hines Hong Kong Investment Management Limited
Ce Dong
CE BYM348 - active, BOCOM International Securities Limited
Weijia Lin
CE BYM686 - active, Barclays Capital Asia Limited
Yusen Chen
CE BYK676 - active, Bowen Capital (HK) Limited
Hongru Liu
CE BYM927 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Xinying Ding
CE BYJ098 - active, China Industrial Securities International Capital Limited
Hao Hu
CE BYM389 - active, China Industrial Securities International Capital Limited
Ziwei Liu
CE BYN546 - active, China Industrial Securities International Brokerage Limited
Xilong Lin
CE BYN438 - active, Citadel Securities (Hong Kong) Limited
Liangrong Wang
CE BYM842 - active, E Fund Management (Hong Kong) Co., Limited
Yichen Yu
CE BYJ583 - active, Forebright Capital Management Limited
Xian Sun
CE BYA489 - active, GF Securities (Hong Kong) Brokerage Limited
Xiaohang Lou
CE BYK607 - active, Guosen Securities (HK) Brokerage Company, Limited
Jiahua Wu
CE BYM395 - active, Guotai Junan Capital Limited
Xian Zhang
CE BYM396 - active, Guotai Junan Capital Limited
Xuming Cai
CE BYJ622 - active, Harmolands Capital Limited
Fengping Li
CE BYM445 - active, Hetu Investment HK Limited
Jiawei Li
CE BYJ196 - active, Hetu Investment HK Limited
Ziyi Fang
CE BYA886 - active, Huatai-PCG Asset Management Limited
Ruobing Ling
CE BYA887 - active, Huatai-PCG Asset Management Limited
Hao Sheng
CE BYA885 - active, Huatai-PCG Asset Management Limited
Xinyue Zhao
CE BYA888 - active, Huatai-PCG Asset Management Limited
Zezhen Chen
CE BYI302 - active, Huatai Financial Holdings (Hong Kong) Limited
Bo Zhao
CE BYN513 - active, Longrun Financial Group Limited
Jiayue Li
CE BYM072 - active, Mingze Capital International Limited
Tomoko Nyunoya
CE BYN985 - ceased
Yue Rao
CE BYN268 - active, Morgan Stanley Asia Limited
Ken Nakamura
CE BWG930 - active, SMBC Nikko Securities (Hong Kong) Limited
Woonsung Baek
CE BYN763 - active, Toroa Management (HK) Limited
Chun Chak Richard Hui
CE BYM653 - active, uSmart Securities Limited
Ka Ho Liu
CE BYJ800 - active, AK Capital Limited
Ho Yee Natalie Tse
CE BYN532 - active, Allianz Global Investors Asia Pacific Limited
Yuk Ting Chan
CE BYN189 - active, BNP Paribas Securities (Asia) Limited
Xiaotong Wu
CE BYJ519 - active, CITIC Securities Brokerage (HK) Limited
Nirwan
CE BYM968 - active, CLSA Limited
Ziqing Gao
CE BYJ064 - active, China Industrial Securities International Capital Limited
Zhilong Wei
CE BXS212 - active, CLSA Limited
Nam Chi Tsang
CE BYM529 - active, Futu Securities International (Hong Kong) Limited
Kin Fai Yan
CE BYM526 - active, Futu Securities International (Hong Kong) Limited
Xiuxuan Zheng
CE BYD139 - active, Guodu Securities (Hong Kong) Limited
Xinyu Cai
CE BYM546 - active, Guotai Junan Securities (Hong Kong) Limited
Fei Huang
CE BYM511 - active, Guotai Junan Capital Limited
Chi Yiu Or
CE BYM158 - active, Guotai Junan Securities (Hong Kong) Limited
Yinchen Yang
CE BYM169 - active, Guotai Junan Securities (Hong Kong) Limited
Zikai Zhuang
CE BYM307 - active, Guotai Junan Securities (Hong Kong) Limited
Yung Chun Lee
CE BYJ357 - active, KGI Asia Limited
Chien Yat Chu
CE BYJ737 - active, Manulife Investment Management (Hong Kong) Limited
Yizhou Sun
CE BYN912 - active, Merrill Lynch (Asia Pacific) Limited
King Lui Wong
CE BYO045 - active, Merrill Lynch Far East Limited
Piya Ashish Sarkar
CE BYJ508 - active, Manulife Investment Management (Hong Kong) Limited
Deyang Kong
CE BYN052 - active, Nine Masts Capital Limited
Caian Sun
CE BYN611 - active, North Rock Capital Management (HK) Limited
Chunming Dong
CE BYM392 - active, Orient Securities (Hong Kong) Limited
Lin Dai
CE BYJ169 - active, Ping An Securities (Hong Kong) Company Limited
Lei Lei
CE BYJ181 - active, Ping An Securities (Hong Kong) Company Limited
Yi Jing Kek
CE BYM508 - active, Rainbow Capital (HK) Limited
Hao Wang
CE BYE819 - active, SSEW Capital Limited
Xiangyu Chen
CE BYM620 - active, Tianyan Capital Limited
Yip Wang Lewis Lee
CE BYH725 - active, UOB Kay Hian (Hong Kong) Limited
Zhuoya Wu
CE BYJ113 - active, UOB Kay Hian (Hong Kong) Limited
Jinpo Zeng
CE BYN587 - active, UBS Securities Asia Limited
Yen Chang Chen
CE BYI534 - active, Zheshang International Financial Holdings Co., Limited
Yuan Zhang
CE BYL122 - active, Alphadyne Asset Management (Hong Kong) Limited
Ka Him So
CE BYO267 - active, BCT Financial Limited
Guangrui Liu
CE BYM685 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Wenye Chen
CE BYN579 - active, China Galaxy International Securities (Hong Kong) Co., Limited
Yongzhi Lu
CE BYM164 - active, China Merchants Securities (HK) Co., Limited
Xinran Xu
CE BYL111 - active, China Securities (International) Brokerage Company Limited
Chihaya Kokubu
CE BYL149 - ceased
Qianwen Chen
CE BYK446 - active, FTI Capital Advisors (Hong Kong) Limited
Luying Huang
CE BYN790 - active, Forthright Securities Company Limited
Shengxiang Yuan
CE BYN407 - active, Fosun International Securities Limited
Ningxuan Lin
CE BYM097 - active, Guotai Junan Securities (Hong Kong) Limited
Yingmin Xu
CE BYM103 - active, Guotai Junan Securities (Hong Kong) Limited
Yichen Li
CE BYM973 - active, Houlihan Lokey (China) Limited
Ti Wang
CE BYA513 - active, Kairous Capital (HK) Limited
Joshua Cass Gottlieb
CE BYN518 - ceased
Wandy Yeap Hoh
CE BYN264 - ceased
Ma. Montserrat Saquido Onglao
CE BYO335 - ceased
Zi Xuan Tay
CE BYO347 - ceased
Gauthier Alexandre Louis Beaudoux
CE BYM728 - active, SG Securities (HK) Limited
Atsuhiro Kinoshita
CE BYN190 - active, UBS Securities Asia Limited
James Zhao-Hui Zhang
CE BUC365 - active, Great Eagle Venture Capital (HK) Limited
Liangyue Lyu
CE BYG848 - active, CASH Wealth Management Limited
Yujian Gao
CE BYL002 - active, CITIC Securities Asset Management (HK) Limited
Tianying Li
CE BYK532 - active, CITIC Securities Asset Management (HK) Limited
Ruizhe Li
CE BYJ837 - active, CITIC Securities International Global Markets Limited
Jianfan Chen
CE BYE343 - active, CLSA Limited
Xizhengde Zhang
CE BYJ619 - active, CITIC Securities Brokerage (HK) Limited
Yong Lin Chen
CE BYJ923 - active, CSC Futures (HK) Limited
Han Li
CE BYD944 - active, CLSA Limited
Jie Lin
CE BYE345 - active, CLSA Limited
Gan Wang
CE BYD945 - active, CLSA Limited
Beilin Han
CE BYM913 - active, China Securities (International) Brokerage Company Limited
Yue Li
CE BYM520 - active, Daiwa Capital Markets Hong Kong Limited
Huiqi Zhu
CE BYJ335 - active, Duration Capital Limited
Yu Kwok
CE BYB676 - active, Dynasty Alliance Investment Management Limited
Jiwon Yi
CE BYI359 - active, EQT Partners Capital Limited
Zijun Zhou
CE BYN810 - active, Citigroup Global Markets Asia Limited
Jiayi Cheng
CE BYF488 - active, FWD Financial Planning Limited
Zhixin Piao
CE BYI105 - active, Everbright Securities Investment Services (HK) Limited
Yicheng Cui
CE BYO268 - active, Forthright Securities Company Limited
Chujie Liu
CE BYO050 - active, Forthright Securities Company Limited
Sau Wa Wu
CE BYO049 - active, Forthright Securities Company Limited
Dahui Zhang
CE BYN947 - active, Forthright Securities Company Limited
Xinmiao Leng
CE BYH778 - active, Frontier Asset Management (Hong Kong) Limited
Yee Men Chung
CE BYJ398 - active, Franklin Templeton Investments (Asia) Limited
Yongxian Wu
CE BYN412 - active, Fosun International Securities Limited
Xiaoyu Ma
CE BYI037 - active, Funde Asset Management (Hong Kong) Company Limited
Sizhe Hao
CE BYK685 - active, GaoTeng Global Asset Management Limited
Zilin Huang
CE BYE999 - active, Gentleman Capital Limited
Qianru Liu
CE BYM834 - active, HSBC Global Asset Management (Hong Kong) Limited
Ju Huang
CE BYJ528 - active, Huafu International Securities Limited
Yu Xiong
CE BYI720 - active, Hullson Capital Partners Limited
Ka Yeung Hui
CE BYM081 - active, ICBC International Capital Limited
Fu Keung Ang
CE BYG373 - active, Manulife Investment Management (Hong Kong) Limited
Soyun Jeong
CE BYN245 - active, Manulife Investment Management (Hong Kong) Limited
Shi Li
CE BYN653 - active, Moelis & Company Asia Limited
Thomas Yucong Gu
CE BYN799 - active, Merrill Lynch (Asia Pacific) Limited
Soobin Kim
CE BYN972 - active, Merrill Lynch (Asia Pacific) Limited
Jiadong Ou
CE BYM512 - active, Merrill Lynch (Asia Pacific) Limited
Chun Chieh Jeremy Wang
CE BYG801 - active, Manulife Investment Management (Hong Kong) Limited
Chen Wei Chang
CE BOC620 - active, Polymer Capital Management (HK) Limited
Jing Zhao
CE BYM652 - active, Polymer Capital Management (HK) Limited
Taishiro Fujinaga
CE BYN981 - ceased
Reda Mansouri
CE BYN855 - active, SG Securities (HK) Limited
Jialin Li
CE BYN706 - active, Sanford C. Bernstein (Hong Kong) Limited
Sin Yu Bernardine Lam
CE BYK934 - active, Somerley Capital Limited
Matthew Hil Fung Leung
CE BYM717 - active, Somerley Capital Limited
Weiye Wu
CE BYN476 - active, SinoPac Securities (Asia) Limited
Alex Wu
CE BYL916 - active, BNP Paribas Securities (Asia) Limited
Yang Yu
CE BYN514 - active, Bright Smart Securities International (H.K.) Limited
Yuna Choi
CE BYN680 - active, CLSA Limited
Siu Yin Vincent Lee
CE BYI893 - active, CITIC Securities Brokerage (HK) Limited
Geyao Zhang
CE BYL101 - active, CITIC Securities International Global Markets Limited
Xueyan Shao
CE BYL067 - active, CN First International Futures Limited
Tsz Chun Leung
CE BYJ536 - active, China Great Bay Area Fund Management Co., Limited
Yixin Yang
CE BYN794 - active, Chief Securities Limited
Ziqi Li
CE BYN472 - active, China Merchants Securities (HK) Co., Limited
Jian Lou
CE BYN884 - active, China Merchants Securities (HK) Co., Limited
Han Wang
CE BYN421 - active, China Merchants Securities (HK) Co., Limited
Junliang Wang
CE BYN423 - active, China Merchants Securities (HK) Co., Limited
Meng Wang
CE BYG592 - active, China Merchants Securities (HK) Co., Limited
Tian Xiao
CE BYM165 - active, China Merchants Securities (HK) Co., Limited
Lu Xu
CE BXR149 - active, China Merchants Securities (HK) Co., Limited
Qixin Wu
CE BYM833 - active, China Securities (International) Corporate Finance Company Limited
Ying Yi
CE BYN424 - active, China Merchants Securities (HK) Co., Limited
Linnan Zhang
CE BYM166 - active, China Merchants Securities (HK) Co., Limited
Ruotong Zheng
CE BYN469 - active, China Merchants Securities (HK) Co., Limited
Wei Zhou
CE BYA992 - active, Goldstate Capital Group Limited
Jianqing Liu
CE BYM108 - active, Guotai Junan Capital Limited
Lingjing Zhu
CE BYN516 - active, HK Cai Fu Ju Asset Management Limited
Ning Sha
CE BYM779 - active, Guotai Junan Securities (Hong Kong) Limited
Tak Kwan Chan
CE BYI231 - active, Hafoo Securities Limited
Man Ting Chong
CE BYN191 - active, Infinity Asset Management Limited
Peter Zi Qian Zeng
CE BYE943 - active, J.P. Morgan Broking (Hong Kong) Limited
Hua Zhong
CE BYI984 - active, Lumination Capital Partners Limited
Hyun Jeong Hwang
CE BYO075 - active, Merrill Lynch (Asia Pacific) Limited
Tong Yu
CE BYK759 - active, New Harvest Wealth Securities Company Limited
Chien-Ho Tsai
CE BYN997 - active, Morgan Stanley Asia Limited
Boyang Wei
CE BYN155 - active, SG Securities (HK) Limited
Ryo Tomita
CE BYN557 - active, SMBC Nikko Securities (Hong Kong) Limited
Yee Hung Chong
CE BYM394 - active, Wealth Management Cube Limited
Tianyi Chen
CE BYC955 - active, Zheshang International Financial Holdings Co., Limited
Jay Wong
CE BYM850 - active, Barclays Capital Asia Limited
Calvin Kai Ho Cheng
CE BYO064 - active, Everbright Securities Investment Services (HK) Limited