Hong Kong SFC Licensed Individuals Directory

Haokun Yang CE BYC242 - active, CMB International Global Markets Limited Omar Hassan Abbas Ahmed CE BWQ988 - active, CSOP Asset Management Limited Cheuk Ying Au CE BYA318 - active, Celestial Securities Limited Ka Yan Cassie Tong CE BYB142 - active, Cynosure Asset Management Hong Kong Limited Jiajie Feng CE BXX862 - active, DL SECURITIES (HK) LIMITED Shao Jun Chua CE BYF383 - ceased Jiajie Wu CE BXX494 - active, Dawning Asset Management Limited Yang Dai CE BXS703 - active, Excellent Tide Securities Limited Fu Seng Chan CE BYE307 - active, Fulbright Securities Limited Yida Liu CE BYA092 - active, GF Capital (Hong Kong) Limited Huibin Xiao CE BYE286 - active, Goldstate Capital Group Limited Yuting Liu CE BXW215 - active, Longrising Asset Management Co., Limited Chi Hang Chu CE BYB316 - active, Manulife Investment Management (Hong Kong) Limited Jiayong He CE BYB301 - active, Manulife Investment Management (Hong Kong) Limited Lok Hin Nelson Ho CE BYB311 - active, Manulife Investment Management (Hong Kong) Limited Michael Patrick Carroll CE BYF405 - ceased Ka Hin Chan CE BYE983 - active, NBC Financial Markets Asia Limited Qian Wang CE BYB075 - active, Manulife Investment Management (Hong Kong) Limited Kwok Lun Wong CE BYC207 - active, Manulife Investment Management (Hong Kong) Limited Kinane Hamila CE BYB170 - active, Natixis Asia Limited Jenny Ching-Yee Leung CE BYC641 - active, Nice Talent Asset Management Limited Yang Li CE BYC923 - active, Soochow Securities International Brokerage Limited Ejann Hiew CE BYB701 - active, UOB Kay Hian (Hong Kong) Limited Liangchen Lu CE BYE176 - active, Valuable Capital Limited Wenyu Zhang CE BYD693 - active, Zhongtai International Securities Limited Ziwen Fei CE BYC071 - active, BOCOM International (Asia) Limited Fangyu Hu CE BYA899 - active, BOCOM International (Asia) Limited Xinyi Shui CE BYG282 - active, Blackhorn Wealth Management Limited Tsz Yau Chek CE BYF124 - active, Everbright Securities Investment Services (HK) Limited Xinruo Zhang CE BYB366 - active, CMB International Capital Limited Yifan Shen CE BYF108 - active, China Great Bay Area Fund Management Co., Limited Chengxi Gao CE BYB950 - active, China Merchants Securities (HK) Co., Limited Qifan Gu CE BYF114 - active, China Securities (International) Asset Management Company Limited Bei Lu CE BYF120 - active, China Securities (International) Brokerage Company Limited Jinglan Yao CE BYF636 - active, China Securities (International) Brokerage Company Limited Haipeng Wu CE BYF192 - active, China Securities (International) Corporate Finance Company Limited Tao Peng CE BXW590 - active, Duration Capital Limited Yang Tai CE BYA237 - active, First Global Corporate Finance Co., Limited Ruiming Zhu CE BYE042 - active, Fulbright Securities Limited Jingfei Li CE BYA697 - active, GF Securities (Hong Kong) Brokerage Limited Han Liu CE BYD977 - active, GF Securities (Hong Kong) Brokerage Limited Lifang Sun CE BXW568 - active, Hullson Capital Partners Limited Lijian Cai CE BXY539 - active, ICAP Securities Hong Kong Limited Yuan Wang CE BYG217 - active, Goldman Sachs (Asia) L.L.C. Bo Jing CE BYA558 - active, KCG Securities Asia Limited Jianyi Qin CE BXY768 - active, Huatai Financial Holdings (Hong Kong) Limited Shuyao Wang CE BYA167 - active, Huatai Financial Holdings (Hong Kong) Limited Mingyu Zheng CE BYE348 - active, Huatai Financial Holdings (Hong Kong) Limited Weiyu Tang CE BXZ803 - active, Luk Fook Securities (HK) Limited Jun Gao CE BXS931 - active, PingPong Intelligence Limited Kwok Lai Tsang CE BYF112 - active, Pyxis Wealth Advisors Limited Xiaojing Wu CE AWU517 - active, SBI China Capital Financial Services Limited Chuyuan Zhong CE BYA552 - active, South China Securities Limited Yan Yang CE BXT715 - active, Southwest Securities (HK) Brokerage Limited Yajun Huang CE BYA520 - active, Tiger Brokers (HK) Global Limited Nishant Tewari CE BYE482 - active, UBS Securities Asia Limited Yong Chen CE BWP640 - active, Jiupeng (HK) Asset Management Limited Zhe Dong CE BYA504 - active, BOCOM International (Asia) Limited Yixiao Jiang CE BYB672 - active, CITIC Securities Asset Management (HK) Limited Yiding Ma CE BYB610 - active, CITIC Securities International Global Markets Limited Yihan Zhang CE BYC522 - active, CITIC Securities International Global Markets Limited Yao Zhang CE BYF195 - active, CMBC Securities Company Limited Jian Chen CE BYE137 - active, China Securities (International) Corporate Finance Company Limited Jun Zhu CE BVJ996 - active, Dexin Investment Management International Limited Kaijin Wen CE BYB936 - active, First Shanghai Capital Limited Yangkun Hu CE BYA807 - active, Fosun International Securities Limited Yibin Huang CE BVJ883 - active, Maoyuan Capital (HK) Limited Charlotte Anne Firkins CE BYG811 - ceased Wui Hei Ho CE BYF879 - active, Nomura International (Hong Kong) Limited Kai Leung Chung CE BNB771 - active, PAMG Limited Kin Hang Adrian Lam CE BYC578 - active, Pelican Financial Limited Xi Huang CE BYD681 - active, Phillip Securities (Hong Kong) Limited Chenye Zhang CE BYG398 - active, Point72 Hong Kong Limited Zhe Zhou CE BYE085 - active, Truth Capital (Hong Kong) Limited Wenjian Zhou CE BYB230 - active, Verition Advisors (Hong Kong) Limited Anurag Mantry CE BYE822 - active, Balyasny Asset Management (Hong Kong) Limited Wei Li CE BYF930 - ceased Yuewen Chen CE BYB982 - active, CITIC Securities Brokerage (HK) Limited Yuanbin Huang CE BYB972 - active, CITIC Securities Brokerage (HK) Limited Muyao Wang CE BYB698 - active, CLSA Limited Jizhong Zhang CE BYA613 - active, CLSA Limited Moriya Koketsu CE BYE436 - ceased Hsin Ju Fang CE BYG056 - active, FIL Investment Advisors Jie Liu CE BYE272 - active, GF International Investment Management Limited Tiange Jin CE BYG418 - active, Goldman Sachs Asset Management (Hong Kong) Limited Rei Yamahara CE BYG589 - active, Goldman Sachs (Asia) L.L.C. Gengxin Wu CE BYG223 - active, Longrising Asset Management Co., Limited Max Shan-Chun Chou CE BYE809 - ceased Naqib Kasule CE BYF380 - active, Morgan Stanley Asia Limited Cher Kiat Glendon Gwee CE BYF420 - ceased Weiming Luo CE BXV701 - active, Panthertrade (Hong Kong) Limited Weicheng Xiang CE BYE388 - active, Skyler Capital (Hongkong) Co., Limited Puhan Xu CE BYC340 - active, SinoPac Securities (Asia) Limited Xianlin Lin CE BXU425 - active, UZen Securities Limited Yuanhong Li CE BYD686 - active, Yango International Financial Holdings Limited Weimin Xu CE BYE745 - active, ASA Securities Limited Ting Hu CE BWI893 - active, Alliance Capital Partners Limited Yuji Lei CE BYE868 - active, Asian Capital Limited Tingting Su CE BYE027 - active, BOCOM International Asset Management Limited Ho On Leong CE BYE365 - active, BlackRock Asset Management North Asia Limited Yu Zhang CE BYE792 - active, Cathay Securities (Hong Kong) Limited Junwei Wang CE BYG245 - active, China Industrial Securities International Capital Limited Yongjie Chen CE BYE427 - active, China Securities (International) Brokerage Company Limited Yuqing Xiong CE BYC688 - active, China Securities (International) Corporate Finance Company Limited Quan Lun Ng CE BYE566 - active, Chubb Investment Management (HK) Limited Kangkang Zhang CE BYD955 - active, China Securities (International) Corporate Finance Company Limited Yilin Wu CE BYE367 - active, E Fund Management (Hong Kong) Co., Limited Hiroki Watanabe CE BYD895 - ceased Ka Hei Kwok CE BYC105 - active, Eddid Securities and Futures Limited Chi Fu Ng CE BYD825 - active, Everbright Securities Investment Services (HK) Limited Haoze Xue CE BYG745 - active, Harmolands Capital Limited Jincheng Zhang CE BYE210 - active, Infinity Asset Management Limited Man Lok Cody Kwok CE BYF709 - active, Jane Street Asia Pacific Limited Atsuki Ito CE BYB903 - active, MY.Alpha Management HK Advisors Limited Yifu Du CE BYG472 - active, Morgan Stanley Asia Limited Qiuyu Chen CE BYA159 - active, Nextober Capital Limited Man An CE BYG231 - active, Nomura International (Hong Kong) Limited Hui San Jeanette Lim CE BYF970 - active, Nomura International (Hong Kong) Limited Qiqi Chen CE BYE394 - active, Phillip Securities (Hong Kong) Limited Tavis Jason Liu CE BYD928 - active, RAYS Capital Partners Limited Xiaoyang Liu CE BYG622 - active, Qube Research & Technologies Hong Kong Limited Pierre-Andre Adrien Serventi--Marien CE BYF480 - active, SG Securities (HK) Limited Lan Jiang CE BYG673 - active, Shenwan Hongyuan Capital (H.K.) Limited Ying Hao CE BYF358 - active, SinoPac Securities (Asia) Limited Solomon Zhang CE BYG354 - ceased Siu Hang Anson Lee CE BSR689 - active, YAX (Hong Kong) Limited Yuanying Dai CE BXS110 - active, Advent Corporate Finance Limited Xue Fang CE BYE374 - active, Apeiron Capital Limited Jingran Ge CE BYG746 - active, Aqua Lake Capital Limited Chi Tang CE BXY415 - active, Aqua Capital Strategy Limited Wei Zhou CE BYG681 - active, Ark Group Holdings (Hong Kong) Limited Yufang Cheng CE BXS498 - active, BOCOM International (Asia) Limited Po-Ting Lee CE BYF634 - active, Balyasny Asset Management (Hong Kong) Limited Palak Somani CE BYG271 - active, BNP Paribas Securities (Asia) Limited Zhenggang Ye CE BYI063 - active, Balyasny Asset Management (Hong Kong) Limited Yueyu Wang CE BYC810 - active, Bosera Asset Management (International) Co., Limited Yiyi Wang CE BYG030 - active, BlackRock Asset Management North Asia Limited Zian Wang CE BYC995 - active, CMB International Capital Limited Yanjia Yang CE BYB967 - active, CITIC Securities Brokerage (HK) Limited Dan Jiang CE BXV867 - active, CPIC Investment Management (H.K.) Company Limited Yan Peng CE BYE040 - active, China International Capital Corporation Hong Kong Asset Management Limited Siu Man Tam CE AKP826 - active, China Sky Securities Limited Jing Xu CE BYF064 - active, Chubb Investment Management (HK) Limited Ka Chun Yim CE BTH995 - active, Dawning Asset Management Limited Jin Peng CE BYB164 - active, Dream'ee (Hong Kong) Capital Limited Lan Zhou CE BYE927 - active, Dymon Asia Capital (HK) Limited Yuhao Zheng CE BXY865 - active, Eddid Capital Limited Wai Lok Au CE BYG865 - active, Everbright Securities Investment Services (HK) Limited Chun Kai Chow CE BYD907 - active, Futu Securities International (Hong Kong) Limited Shiying Tang CE BYH801 - active, GF International Investment Management Limited Lin Jiang CE BYF641 - active, Futu Securities International (Hong Kong) Limited da Rui CE BWT651 - active, GPTX Investment Management Limited Cheuk Yi Lee CE BXY404 - active, GTN Hong Kong Financial Services Limited Yun Qian CE BYA021 - active, GaoTeng Global Asset Management Limited Yuying Ye CE BYF609 - active, Futu Securities International (Hong Kong) Limited Chen Zhang CE BXW228 - active, Futu Securities International (Hong Kong) Limited Yuting Liu CE BYC760 - active, Grant Samuel (Hong Kong) Limited Alexander Henry Bibby CE BYE834 - active, Goldman Sachs (Asia) L.L.C. Puxuan Cao CE BYG706 - active, Goldman Sachs (Asia) L.L.C. Ding Wang CE BXX134 - active, Guosen Securities (HK) Brokerage Company, Limited Gege Han CE BYF325 - active, Guotai Junan Capital Limited Yudan Luo CE BXZ993 - active, Howbuy Hong Kong Limited Amy Wing Shan Leung CE BYB616 - active, IPP Financial Advisers Limited Tak Kam Lee CE BYG283 - active, Invision Asset Management International Limited Qinying Yu CE BYG637 - active, Goldman Sachs (Asia) L.L.C. Xinzhu Liu CE BYH783 - active, Jain Global (Hong Kong) Limited John Weng Yang Soh CE BYF289 - ceased Yunshu Li CE BYG249 - active, Jefferies Hong Kong Limited Nan Chun Chwu CE BYE395 - active, KGI Asia Limited Anna Hou CE BYF966 - active, KGI Asia Limited Hsun Chiang Li CE BYF945 - active, KGI Asia Limited Mei Wen CE BYB256 - ceased Yat Long Enoch Yuen CE BYD958 - active, KGI Asia Limited Qing Yao CE BYG152 - active, Mirae Asset Securities (HK) Limited Toshiki Noda CE BYF932 - active, Mizuho Securities Asia Limited Yanliu Qiao CE BYG275 - active, Mizuho Securities Asia Limited Tricia Hiu Yan Tam CE BYG436 - active, Mizuho Securities Asia Limited Sung-Youn Cho CE BYF611 - active, Natixis Asia Limited Jing Zhao CE BYG596 - active, Mizuho Securities Asia Limited Victoria Hon Yu Tsai CE BYG564 - active, PIMCO Asia Limited Wang Ho Kwan CE BYF035 - active, Quam Capital Limited Wanlu Wang CE BYG133 - active, S Harmony Asset Management Limited Matthew David Raftery CE BYB076 - active, SMBC Nikko Securities (Hong Kong) Limited Shuk Yi Ng CE BYC804 - active, Sunny Fortune Capital Limited Muyun Zhang CE BYE974 - active, Topaz Financial Group Limited Yuhan Chen CE BYH732 - active, UBS Securities Asia Limited Zijian Xu CE BYC426 - active, Zhongtai International Securities Limited Yi Ngai Lam CE BYG045 - active, iFAST Financial (HK) Limited Fei Liu CE BVC333 - active, Flying Hippo Technologies Limited Mengxia Wu CE BTM078 - active, Flying Hippo Technologies Limited Yao Ding CE BVC256 - active, Flying Hippo Technologies Limited Yi Bao CE BUT484 - active, Whalefin Markets Limited Yunchuan Que CE BOK873 - active, Whalefin Markets Limited Huiyong Zhang CE BUT804 - active, Whalefin Markets Limited Zeyu Wang CE BWL376 - active, Whalefin Markets Limited Sookyung Lee CE BYE244 - active, Asante Capital Group HK Limited Zhijian He CE BYG464 - active, Avenue Family Office Limited Audrey Laurie Marine Saint-Jean CE BXL347 - active, Blue and White Capital Management Limited Nguyen Bao Duy Than CE BYH541 - active, Blackstone Group (HK) Limited, The Yufan Qiu CE BXX415 - active, Bosera Asset Management (International) Co., Limited Xueying Ji CE BYI950 - active, CITIC CFI Securities Company Limited David Paul Schneider CE BYI014 - active, CLSA Limited Xiaolong Yu CE BYF119 - active, China Securities (International) Asset Management Company Limited Zilin Tian CE BYC695 - active, China Securities (International) Brokerage Company Limited Duanxu Wu CE BYF115 - active, China Securities (International) Brokerage Company Limited Yang Zhou CE BYG615 - active, China Securities (International) Brokerage Company Limited Xiaoshuang Men CE BMR894 - active, Finloop Finance Limited Yuhao Chen CE BYF037 - active, GF International Investment Management Limited Zhaoyuan Tan CE BYG661 - active, Jefferies Hong Kong Limited Chengjue Wu CE BYG450 - active, Lego Corporate Finance Limited Jiayi Liu CE BXW931 - active, New Hong Kong Securities Limited Xingchen Liu CE BYG309 - active, Panda Securities Company Limited Hyung Won Choi CE BYE151 - active, Privium Fund Management (HK) Limited Yue Zhu CE BYE546 - active, RBC Global Asset Management (Asia) Limited Nao Akiyama CE BYG613 - active, SMBC Nikko Securities (Hong Kong) Limited Moran Xu CE BYB868 - active, Soochow Securities International Capital Limited Jiemin Shen CE BXS902 - active, Splentide Capital Limited Nuo Yi CE BYF363 - active, SinoPac Securities (Asia) Limited Siu Ha Lam CE BYF937 - active, UOB Kay Hian (Hong Kong) Limited Qinquan Liang CE BYG158 - active, Yuanta Securities (Hong Kong) Company Limited Peixin Chen CE BUT811 - ceased Shuai Chen CE BUT814 - ceased Daniel Patrik Egloff CE BUT162 - ceased Yating Li CE BUT860 - ceased S B Seker CE BUT258 - ceased Hing Pok Tse CE BVS333 - ceased Guanji Zhao CE BUT869 - ceased Nier Zheng CE BUY136 - ceased Xi Zhang CE BWA583 - active, AWAIM (HK) Limited Na Yeon Lee CE BYE749 - active, Airwallex Capital Hong Kong Limited Wan Ting Lee CE BYE748 - active, Airwallex Capital Hong Kong Limited Yan Lok Faustina Wong CE BYE747 - active, Airwallex Capital Hong Kong Limited Yurui Xia CE BYI148 - active, BNP Paribas Securities (Asia) Limited Li Zhang CE BXX320 - active, Bosera Asset Management (International) Co., Limited Ka Ho Lai CE BYG343 - active, BlackRock Asset Management North Asia Limited Nuan Yang CE BYD973 - active, CMB International Capital Limited Yan Yan CE BYG846 - active, CITIC Securities Brokerage (HK) Limited Xiu Liu CE BYA839 - active, CMBC International Capital Limited Zihao Lu CE BYF936 - active, CLSA Limited Feifei Xue CE BYF116 - active, China Securities (International) Brokerage Company Limited Modi Zhang CE BXY210 - active, Country Capital Asia Limited Rijul Sana Singh CE BYG815 - active, Citigroup Global Markets Asia Limited Tianze Zhang CE BYE856 - active, GPTX Investment Management Limited Ka Fai Chan CE BYF179 - active, Gateway Capital (Hong Kong) Limited Xinwen Zhao CE BYC800 - active, Global Prosperity Financial Company Limited Xinyi Liu CE BYB264 - active, Goldstream Capital Management Limited Ruoyu Hu CE BYG567 - active, Guotai Junan Securities (Hong Kong) Limited Sicong Deng CE BYF716 - active, Haitong International Securities Company Limited Shengqi Liu CE BYG174 - active, Haitong International Capital Limited Hehui Xiong CE BYG175 - active, Haitong International Capital Limited