Chocolate Finance HK Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chocolate Finance HK Limited, a Hong Kong-based licensed corporation with CE reference BSF252. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 6). Earliest licence on file: 2022-10-20.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- 1503, 8 Queen's Road East, Wan Chai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2022-10-20 | present |
| Type 4 - Advising on securities | 2022-10-20 | present |
| Type 9 - Asset management | 2022-10-20 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wah Yeung Chong 莊華揚 | RO 1, 4, 9 Rep 1, 4, 9 | 2025-11 | Present |
| Timothy Oliver Chatterley Jones | RO 1, 4, 9 | 2022-10 | Present |
| Benjamin Kim Chong Tan | RO 1, 4, 9 | 2025-10 | Present |
| Janice Wing Yin Ma 馬穎妍 | Rep 1, 4, 9 | 2026-04 | Present |
| Fredson Thayer Bowers | RO 1, 4, 9 | 2022-10 | 2026-01 |
| Tit Shan Pun 潘鐵珊 | RO 1, 4, 9 | 2022-10 | 2025-05 |
Showing 1–6 of 6
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司