Thornburg Investment Management (Asia) Limited
尚渤投資管理(亞洲)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thornburg Investment Management (Asia) Limited (尚渤投資管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference BPQ208. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 7). Earliest licence on file: 2020-10-20.
- Category:
-
Buyside · Asset management ?
- Registered address:
- 3565 Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2020-10-20 | present |
| Type 9 - Asset management | 2022-09-30 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrew Ye Yan Gu 顧燁彥 | RO 1, 9 | 2020-10 | Present |
| Jonathan David Schuman | RO 9 | 2025-05 | Present |
| Qi Shen 沈琦 | RO 1 Rep 1, 9 | 2022-09 | Present |
| Joshua Nathan Rubin | Rep 1 | 2026-04 | 2026-04 |
| Christian Hoffmann | Rep 1 | 2024-11 | 2025-09 |
| Yong Zhang 張勇 | RO 1, 9 | 2020-10 | 2024-06 |
| Huixian Yong 永恵嫻 | Rep 1, 9 | 2022-10 | 2024-05 |
Showing 1–7 of 7
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司