DCP Investment Advisors Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DCP Investment Advisors Limited, a Hong Kong-based licensed corporation with CE reference BOW930. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 4). Earliest licence on file: 2020-03-16.
- Formerly known as:
-
DCP Capital Markets Limited (until 2023-06-12)
- Category:
-
Buyside · Private equity / VC ?
- Registered address:
- Suites 2008-09, 20th Floor, AIA Central, 1 Connaught Road Central, Central
- Website:
- LinkedIn:
Report incorrect info
Reported - thank you
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2020-03-16 | present |
| Type 4 - Advising on securities | 2020-03-16 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Haifeng David Liu 劉海峰 | RO 1, 4 | 2020-03 | Present |
| Julian Juul Wolhardt | RO 1, 4 | 2020-03 | Present |
| Icy Ngai Sze Wong | RO 1, 4 Rep 1, 4 | 2022-11 | Present |
| Hui Han 韓暉 | RO 1, 4 | 2020-03 | 2026-03 |
Showing 1–4 of 4
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1596 staff - 2 shared activity types - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1361 staff - 2 shared activity types - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 947 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 932 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 864 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 555 staff - 2 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 482 staff - 2 shared activity types - 花旗環球金融亞洲有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 470 staff - 2 shared activity types - 招商證券(香港)有限公司