Yaw Kai Financial Group Limited
耀佳金融集團有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yaw Kai Financial Group Limited (耀佳金融集團有限公司), a Hong Kong-based licensed corporation with CE reference BNI747. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 8). Earliest licence on file: 2019-03-06.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- Unit 1508, 15th Floor, The Center, No.99 Queen's Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-03-06 | present |
| Type 4 - Advising on securities | 2019-03-06 | present |
| Type 9 - Asset management | 2020-09-24 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hon Kwan Keung 姜漢坤 | RO 1, 4, 9 | 2019-03 | Present |
| Sai Man Lui 呂世文 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-04 | Present |
| Tsz Fung Yip 葉梓鋒 | Rep 1, 4, 9 | 2024-04 | Present |
| Ka Wing Ng 吳家榮 | RO 1, 4, 9 | 2019-03 | 2026-04 |
| Ming Kit Sze 施銘傑 | Rep 1, 4, 9 | 2023-12 | 2025-01 |
| Hei Micah Yuen 袁熙 | Rep 1, 4, 9 | 2021-08 | 2023-08 |
| Mengru Li 李夢茹 | Rep 1, 4, 9 | 2021-05 | 2023-03 |
| Yuen Ki Yeung 楊菀琪 | Rep 1, 4, 9 | 2020-09 | 2021-10 |
Showing 1–8 of 8
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司