Hongkong Rich & Fortune Securities Co., Limited

香港匯鑫富證券有限公司
CE No. BNC806 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongkong Rich & Fortune Securities Co., Limited (香港匯鑫富證券有限公司), a Hong Kong-based licensed corporation with CE reference BNC806. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 4 (total recorded over time: 6). Earliest licence on file: 2019-01-21.

Category:
Sell side · Brokerage ?
Registered address:
Room 2007, 20/F, West Tower, Shun Tak Centre, 168-200 Connaught Road Central, Sheung Wan
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2019-01-21 present
Type 4 - Advising on securities 2020-07-02 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (6)

Active on date
Name Activities First licensed To
Ming Fai Liu 廖銘輝 RO 1, 4 2019-01 Present
Zhijian Ye 葉志堅 RO 1, 4 Rep 1, 4 2019-02 Present
Jiyao Zhang 張繼堯 RO 1, 4 Rep 1, 4 2023-06 Present
Jin Xuan Zhuang 莊錦旋 Rep 1, 4 2026-05 Present
Hou Cheong Lee 李厚昌 RO 1, 4 2019-01 2023-09
Ka Man Chow 周家文 Rep 1, 4 2021-05 2021-06
Showing 1–6 of 6

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