Direction Capital Limited

方向資本有限公司
CE No. BMW729 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Direction Capital Limited (方向資本有限公司), a Hong Kong-based licensed corporation with CE reference BMW729. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 7). Earliest licence on file: 2020-05-08.

Category:
Buyside · Asset management ?
Registered address:
Unit 07, 30/F, The Gateway, Tower 2, 25 Canton Road, Tsim Sha Tsui, Kowloon
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2020-05-08 present
Type 9 - Asset management 2020-05-08 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (7)

Active on date
Name Activities First licensed To
Yong Choi RO 4, 9 Rep 4, 9 2026-05 Present
Pinggui Xiang 向平貴 RO 4, 9 2020-05 Present
Jenny Tong 湯珍妮 RO 4, 9 2024-06 2026-01
Ka Ki Martin Hai 奚家褀 RO 4, 9 Rep 4, 9 2024-09 2025-08
Xiaona Ma 馬曉娜 RO 4, 9 Rep 4, 9 2024-01 2024-05
Gaosheng Li 李高生 RO 4, 9 Rep 4, 9 2022-11 2023-09
Shan Li 李山 RO 4, 9 2020-05 2021-02
Showing 1–7 of 7

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