Alpine Securities Limited
高山證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alpine Securities Limited (高山證券有限公司), a Hong Kong-based licensed corporation with CE reference BMQ127. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 11). Earliest licence on file: 2018-07-31.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Unit 1203 & Unit 2028, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2018-07-31 | present |
| Type 4 - Advising on securities | 2018-07-31 | present |
| Type 9 - Asset management | 2024-06-27 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Iven Tak Leung Lai 黎德良 | RO 1, 4, 9 Rep 1, 4 | 2022-10 | Present |
| Leung Sang Tong 湯亮生 | RO 1, 4, 9 Rep 1 | 2018-10 | Present |
| Chengqi Fang 房誠琦 | Rep 9 | 2026-02 | Present |
| Yiyuan Hou 侯依园 | Rep 9 | 2026-06 | Present |
| Dengke Wang 王登可 | Rep 1, 4, 9 | 2026-06 | Present |
| Jialei Zhang 張佳蕾 | Rep 1, 4, 9 | 2025-02 | Present |
| Chenchen Zhang 張晨晨 | Rep 1, 4 | 2022-04 | 2023-03 |
| James Chun Man Yu 余鎮民 | RO 1, 4 | 2022-08 | 2022-11 |
| David Kwong Lam Hang 幸廣林 | RO 1, 4 | 2018-07 | 2022-08 |
| Joseph Kwok Wai Chan 陳國偉 | RO 1, 4 | 2018-07 | 2021-03 |
| Ho Man Fanny Ng 吳皓敏 | RO 1, 4 | 2018-07 | 2021-01 |
Showing 1–11 of 11
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司