Dragon Financial Partners Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dragon Financial Partners Limited, a Hong Kong-based licensed corporation with CE reference BHL313. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 6 - Advising on corporate finance. Current licensed staff on file: 2 (total recorded over time: 4). Earliest licence on file: 2016-11-28.
- Category:
-
Sell side · Investment banking ?
- Registered address:
- Unit 803, 8/F, W50, 50 Wong Chuk Hang Road
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-11-28 | present |
| Type 6 - Advising on corporate finance | 2016-11-28 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrew Mark Jones | RO 1, 6 | 2020-05 | Present |
| Hieu Tam Nguyen-Minh | RO 1, 6 | 2016-11 | Present |
| Thomas Jacques Jean Philippe Baetz | Rep 1, 6 | 2017-10 | 2020-08 |
| Eric Xin Zhang 張欣 | RO 1, 6 | 2016-11 | 2020-05 |
Showing 1–4 of 4
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