Thomas Jacques Jean Philippe Baetz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Jacques Jean Philippe Baetz ( ), a licensed former licensee with CE reference BLF191. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Financial Partners Limited |
Rep | Type 1 — Dealing in securities | 2017-10-11 | 2020-08-15 |
| Dragon Financial Partners Limited |
Rep | Type 6 — Advising on corporate finance | 2017-10-11 | 2020-08-15 |