Thomas Jacques Jean Philippe Baetz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Jacques Jean Philippe Baetz, a licensed former licensee with CE reference BLF191. This person has 2.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Financial Partners Limited | Rep | Type 1 - Dealing in securities | 2017-10-11 | 2020-08-15 |
| Dragon Financial Partners Limited | Rep | Type 6 - Advising on corporate finance | 2017-10-11 | 2020-08-15 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Jacques Jean Philippe Baetz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hieu Tam Nguyen-Minh | Dragon Financial Partners Limited | 2017–2020 |
| Eric Xin Zhang | Dragon Financial Partners Limited | 2017–2020 |
| Andrew Mark Jones | Dragon Financial Partners Limited | 2020 |