Riches Depot Securities Co., Limited

聚富證券有限公司
CE No. BCZ822 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Riches Depot Securities Co., Limited (聚富證券有限公司), a Hong Kong-based licensed corporation with CE reference BCZ822. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 12). Earliest licence on file: 2014-05-30.

Category:
Sell side · Brokerage
Registered address:
Room 1402, Waga Commercial Centre, 99 Wellington Street, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2014-05-30 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (12)

Active on date
Name Activities First licensed To
Tsz Hin Lo 羅梓軒 RO 1 Rep 1 2017-08 Present
Pak Wa Tse 謝柏華 RO 1 Rep 1 2018-06 Present
Yuwen Yang 楊郁文 RO 1 Rep 1 2019-04 2026-05
Wai Fong Wong 黃惠芳 RO 1 Rep 1 2018-01 2025-01
Wai Leung Cheng 鄭偉良 RO 1 2022-09 2024-07
Ting Fai Chau 周定輝 RO 1 Rep 1 2015-09 2023-10
Jimmy Kam Fai Li 李錦輝 RO 1 2014-05 2022-08
Jun Xie 謝俊 RO 1 Rep 1 2019-01 2022-01
Xinping Li 李新平 RO 1 2014-05 2019-01
Xiaoting Chen 陳曉婷 Rep 1 2014-12 2017-08
Pui King Yip 葉佩琼 Rep 1 2016-09 2016-10
Hongqiang Lin 林宏强 Rep 1 2015-01 2015-04
Showing 1–12 of 12

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 1 shared activity type - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 1 shared activity type - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 1 shared activity type - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 1 shared activity type - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 452 staff - 1 shared activity type - 凱基證券亞洲有限公司

Related